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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GUSH icon
3076
Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 2X ETF
GUSH
$248M
$50K ﹤0.01%
21
+1
+5% +$1.93K
IBDQ
3077
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$50K ﹤0.01%
1,961
– –
JHG
3078
DELISTED
Janus Henderson
JHG
$50K ﹤0.01%
1,452
+79
+6% +$2.69K
KGC icon
3079
Kinross Gold
KGC
$31.9B
$50K ﹤0.01%
11,950
+1,600
+15% +$6.84K
MCN
3080
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$50K ﹤0.01%
6,325
– –
MRTN icon
3081
Marten Transport
MRTN
$1.24B
$50K ﹤0.01%
3,716
+1,271
+52% +$14.4K
PZZA icon
3082
Papa John's
PZZA
$804M
$50K ﹤0.01%
687
+231
+51% +$17.4K
RUSHA icon
3083
Rush Enterprises Class A
RUSHA
$9.62B
$50K ﹤0.01%
2,383
+1,688
+243% +$30.3K
SLM icon
3084
SLM Corp
SLM
$5.22B
$50K ﹤0.01%
4,340
+22
+0.5% +$239
SSP icon
3085
E.W. Scripps
SSP
$310M
$50K ﹤0.01%
2,624
-81
-3% -$1.49K
STOT icon
3086
State Street DoubleLine Short Duration Total Return Tactical ETF
STOT
$507M
$50K ﹤0.01%
1,000
– –
CVLY
3087
DELISTED
Codorus Valley Bancorp Inc
CVLY
$50K ﹤0.01%
1,900
– –
VRAY
3088
DELISTED
ViewRay, Inc.
VRAY
$50K ﹤0.01%
7,900
-1,900
-19% -$10.7K
NCI
3089
DELISTED
Navigant Consulting, Inc.
NCI
$50K ﹤0.01%
2,961
+1,147
+63% +$19.4K
CBFV icon
3090
CB Financial Services
CBFV
$190M
$49K ﹤0.01%
1,685
– –
CMPR icon
3091
Cimpress
CMPR
$2.37B
$49K ﹤0.01%
503
+133
+36% +$12.3K
CUBI icon
3092
Customers Bancorp
CUBI
$2.82B
$49K ﹤0.01%
+1,502
New +$43.3K
FCPT icon
3093
Four Corners Property Trust
FCPT
$2.76B
$49K ﹤0.01%
1,964
-318
-14% -$7.97K
HDMV icon
3094
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.4M
$49K ﹤0.01%
1,481
-114
-7% -$3.77K
EUHY
3095
iShares Euro High Yield Corporate Bond USD Hedged ETF
EUHY
$246M
$49K ﹤0.01%
922
-108
-10% -$5.7K
LBRDK icon
3096
Liberty Broadband Class C
LBRDK
$5.29B
$49K ﹤0.01%
516
-8
-2% -$770
MTSI icon
3097
MACOM Technology Solutions
MTSI
$23.5B
$49K ﹤0.01%
1,106
+637
+136% +$31.1K
QDF icon
3098
FlexShares Quality Dividend Index Fund
QDF
$2.29B
$49K ﹤0.01%
1,167
-80
-6% -$3.32K
SCL icon
3099
Stepan Co
SCL
$1.48B
$49K ﹤0.01%
584
+7
+1% +$576
LGCY
3100
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$49K ﹤0.01%
32,405
+5,914
+22% +$7.67K
122 123
124
125 126

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.