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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSYS
3076
DELISTED
Radisys Corp
RSYS
$33K ﹤0.01%
6,263
+4,613
+280% +$23.3K
FINL
3077
DELISTED
Finish Line
FINL
$33K ﹤0.01%
1,466
+368
+34% +$8.33K
LVNTA
3078
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$33K ﹤0.01%
838
-514
-38% -$20K
FIG
3079
DELISTED
Fortress Investment Group Llc
FIG
$33K ﹤0.01%
6,725
-1,932
-22% -$9.5K
IPW
3080
DELISTED
SPDR S&P International Energy Sector
IPW
$33K ﹤0.01%
1,882
– –
EVR icon
3081
Evercore
EVR
$11.9B
$32K ﹤0.01%
626
-94
-13% -$4.73K
FDUS icon
3082
Fidus Investment
FDUS
$745M
$32K ﹤0.01%
2,000
– –
FMX icon
3083
Fomento Económico Mexicano
FMX
$40.2B
$32K ﹤0.01%
344
-33
-9% -$3.04K
HMN icon
3084
Horace Mann Educators
HMN
$2.13B
$32K ﹤0.01%
877
-39
-4% -$1.38K
LODE icon
3085
Comstock
LODE
$260M
$32K ﹤0.01%
344
– –
MFIN icon
3086
Medallion Financial
MFIN
$262M
$32K ﹤0.01%
7,700
-2,000
-21% -$11.6K
MSCI icon
3087
MSCI
MSCI
$41.6B
$32K ﹤0.01%
380
-456
-55% -$38.8K
NYT icon
3088
New York Times
NYT
$10.5B
$32K ﹤0.01%
2,660
+9
+0.3% +$114
ODP
3089
DELISTED
ODP
ODP
$32K ﹤0.01%
913
+17
+2% +$603
OUNZ icon
3090
VanEck Merk Gold Trust
OUNZ
$2.71B
$32K ﹤0.01%
2,442
+2,342
+2,342% +$31K
PICK icon
3091
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.27B
$32K ﹤0.01%
1,363
– –
RBCAA icon
3092
Republic Bancorp
RBCAA
$1.92B
$32K ﹤0.01%
1,036
-448
-30% -$13.6K
SBR
3093
Sabine Royalty Trust
SBR
$1.07B
$32K ﹤0.01%
865
+3
+0.3% +$110
SHYF
3094
DELISTED
The Shyft Group
SHYF
$32K ﹤0.01%
3,321
+2,321
+232% +$20.2K
SONC
3095
DELISTED
Sonic Corp
SONC
$32K ﹤0.01%
1,205
+103
+9% +$2.83K
EVHC
3096
DELISTED
Envision Healthcare Holdings Inc
EVHC
$32K ﹤0.01%
476
+18
+4% +$1.24K
CFNB
3097
DELISTED
California First National Banc
CFNB
$32K ﹤0.01%
2,325
– –
VIXH
3098
DELISTED
First Trust CBOE S&P 500 VIX Tail Hedge Fund
VIXH
$32K ﹤0.01%
1,350
– –
CYB
3099
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
$32K ﹤0.01%
1,300
– –
BOI
3100
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$32K ﹤0.01%
2,152
+989
+85% +$14.9K
122 123
124
125 126

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.