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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COHR icon
3076
Coherent
COHR
$64.3B
$6K ﹤0.01%
301
+48
+19% +$892
CSGP icon
3077
CoStar Group
CSGP
$12.6B
$6K ﹤0.01%
360
+330
+1,100% +$5.06K
EME icon
3078
Emcor
EME
$36B
$6K ﹤0.01%
160
– –
EVC icon
3079
Entravision Communication
EVC
$852M
$6K ﹤0.01%
+1,000
New +$5.79K
EVG
3080
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$6K ﹤0.01%
377
– –
EWBC icon
3081
East-West Bancorp
EWBC
$18.2B
$6K ﹤0.01%
172
– –
FMX icon
3082
Fomento Económico Mexicano
FMX
$40.3B
$6K ﹤0.01%
62
-337
-84% -$33.9K
GRFS
3083
Grifois
GRFS
$5.44B
$6K ﹤0.01%
364
– –
HIW icon
3084
Highwoods Properties
HIW
$3.4B
$6K ﹤0.01%
181
-49
-21% -$1.74K
KRO icon
3085
KRONOS Worldwide
KRO
$963M
$6K ﹤0.01%
404
– –
LPL icon
3086
LG Display
LPL
$3.43B
$6K ﹤0.01%
491
-484
-50% -$6.08K
MDYG icon
3087
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$6K ﹤0.01%
+180
New +$6.07K
MEI icon
3088
Methode Electronics
MEI
$595M
$6K ﹤0.01%
202
+200
+10,000% +$4.22K
MXF
3089
Mexico Fund
MXF
$312M
$6K ﹤0.01%
207
+7
+4% +$212
NBB icon
3090
Nuveen Taxable Municipal Income Fund
NBB
$454M
$6K ﹤0.01%
317
– –
NGL icon
3091
NGL Energy Partners
NGL
$2.13B
$6K ﹤0.01%
200
– –
NVEC icon
3092
NVE Corp
NVEC
$565M
$6K ﹤0.01%
118
+20
+20% +$992
PESI icon
3093
Perma-Fix Environmental Services
PESI
$370M
$6K ﹤0.01%
1,720
+860
+100% +$2.17K
SCHL icon
3094
Scholastic
SCHL
$780M
$6K ﹤0.01%
186
+17
+10% +$516
ST icon
3095
Sensata Technologies
ST
$6.73B
$6K ﹤0.01%
161
– –
WEX icon
3096
WEX
WEX
$6.44B
$6K ﹤0.01%
61
-113
-65% -$9.55K
WRLD icon
3097
World Acceptance Corp
WRLD
$873M
$6K ﹤0.01%
65
– –
WTS icon
3098
Watts Water Technologies
WTS
$12.8B
$6K ﹤0.01%
108
– –
WWR icon
3099
Westwater Resources
WWR
$77.2M
$6K ﹤0.01%
+4
New +$7.38K
XSD icon
3100
State Street SPDR S&P Semiconductor ETF
XSD
$2.85B
$6K ﹤0.01%
+200
New +$5.6K
122 123
124
125 126

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.