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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZPN
3051
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$35K ﹤0.01%
752
+388
+107% +$18.1K
OSG
3052
Octave Specialty Group
OSG
$216M
$34K ﹤0.01%
1,830
+710
+63% +$12.7K
CACC icon
3053
Credit Acceptance
CACC
$6.08B
$34K ﹤0.01%
171
-10
-6% -$1.96K
CIF
3054
DELISTED
MFS Intermediate High Income Fund
CIF
$34K ﹤0.01%
13,315
+92
+0.7% +$234
KALU icon
3055
Kaiser Aluminum
KALU
$2.98B
$34K ﹤0.01%
390
-308
-44% -$26.5K
LNW
3056
DELISTED
Light & Wonder
LNW
$34K ﹤0.01%
+3,000
New +$29.4K
LPCN icon
3057
Lipocine
LPCN
$17.6M
$34K ﹤0.01%
442
+29
+7% +$1.8K
LZB icon
3058
La-Z-Boy
LZB
$1.67B
$34K ﹤0.01%
1,355
-232
-15% -$6.53K
PST icon
3059
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.5M
$34K ﹤0.01%
1,688
-132
-7% -$2.65K
TYL icon
3060
Tyler Technologies
TYL
$13.5B
$34K ﹤0.01%
196
-28
-13% -$4.67K
MDRX
3061
DELISTED
Veradigm Inc. Common Stock
MDRX
$34K ﹤0.01%
2,558
-86
-3% -$1.15K
DF
3062
DELISTED
Dean Foods Company
DF
$34K ﹤0.01%
2,052
+1,634
+391% +$28.6K
JNS
3063
DELISTED
Janus Capital Group Inc
JNS
$34K ﹤0.01%
2,422
+232
+11% +$3.36K
KEY.PRG
3064
DELISTED
KeyCorp Pfd
KEY.PRG
$34K ﹤0.01%
250
– –
SWFT
3065
DELISTED
Swift Transportation Company
SWFT
$34K ﹤0.01%
1,603
-411
-20% -$7.81K
AHRT
3066
AH Realty Trust
AHRT
$506M
$33K ﹤0.01%
+2,440
New +$34.1K
AN icon
3067
AutoNation
AN
$6.92B
$33K ﹤0.01%
674
+378
+128% +$18.6K
ARW icon
3068
Arrow Electronics
ARW
$10.7B
$33K ﹤0.01%
515
+185
+56% +$11.9K
HWC icon
3069
Hancock Whitney
HWC
$6.4B
$33K ﹤0.01%
999
-35
-3% -$1.06K
PXJ icon
3070
Invesco Oil & Gas Services ETF
PXJ
$67.1M
$33K ﹤0.01%
589
– –
QYLD icon
3071
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.29B
$33K ﹤0.01%
1,480
-320
-18% -$7.03K
SBS icon
3072
Sabesp
SBS
$16B
$33K ﹤0.01%
17,888
-629
-3% -$1.12K
TS icon
3073
Tenaris
TS
$27B
$33K ﹤0.01%
1,145
+412
+56% +$11.3K
ERF
3074
DELISTED
Enerplus Corporation
ERF
$33K ﹤0.01%
5,140
-200
-4% -$1.31K
PFPT
3075
DELISTED
Proofpoint, Inc.
PFPT
$33K ﹤0.01%
461
-18
-4% -$1.33K
121 122
123
124 125

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.