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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRP icon
3051
Natural Resource Partners
NRP
$1.36B
$8K ﹤0.01%
40
– –
PEGA icon
3052
Pegasystems
PEGA
$5.51B
$8K ﹤0.01%
652
-20
-3% -$219
SMOG icon
3053
VanEck Low Carbon Energy ETF
SMOG
$135M
$8K ﹤0.01%
151
-88
-37% -$4.84K
SSNC icon
3054
SS&C Technologies
SSNC
$19.3B
$8K ﹤0.01%
356
+240
+207% +$4.83K
SUPN icon
3055
Supernus Pharmaceuticals
SUPN
$2.74B
$8K ﹤0.01%
+1,000
New +$6.99K
TRC icon
3056
Tejon Ranch
TRC
$443M
$8K ﹤0.01%
238
-34
-13% -$1.13K
UFPT icon
3057
UFP Technologies
UFPT
$2.48B
$8K ﹤0.01%
310
– –
UIS icon
3058
Unisys
UIS
$210M
$8K ﹤0.01%
247
+110
+80% +$3.05K
UMC icon
3059
United Microelectronic
UMC
$48.6B
$8K ﹤0.01%
4,129
-1,524
-27% -$3.09K
WDAY icon
3060
Workday
WDAY
$51B
$8K ﹤0.01%
100
– –
TA
3061
DELISTED
TravelCenters of America LLC
TA
$8K ﹤0.01%
169
-7
-4% -$321
IBA
3062
DELISTED
Industrias Bachoco SAB De C.V.
IBA
$8K ﹤0.01%
204
-89
-30% -$3.59K
HNGR
3063
DELISTED
Hanger Inc.
HNGR
$8K ﹤0.01%
210
– –
POLY
3064
DELISTED
Plantronics, Inc.
POLY
$8K ﹤0.01%
179
-5
-3% -$225
GWPH
3065
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$8K ﹤0.01%
+200
New +$6.33K
MNTA
3066
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$8K ﹤0.01%
+448
New +$7.53K
TIVO
3067
DELISTED
Tivo Inc
TIVO
$8K ﹤0.01%
415
-141
-25% -$2.58K
EDR
3068
DELISTED
Education Realty Trust Inc
EDR
$8K ﹤0.01%
296
– –
CEB
3069
DELISTED
CEB Inc.
CEB
$8K ﹤0.01%
111
– –
EPIQ
3070
DELISTED
EPIQ SYSTEMS INC
EPIQ
$8K ﹤0.01%
472
-8
-2% -$121
FCS
3071
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
$8K ﹤0.01%
597
+51
+9% +$653
DMND
3072
DELISTED
DIAMOND FOODS, INC.
DMND
$8K ﹤0.01%
300
– –
PBY
3073
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
$8K ﹤0.01%
650
– –
MLPL
3074
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
$8K ﹤0.01%
150
– –
DYAX
3075
DELISTED
DYAX CORPORATION
DYAX
$8K ﹤0.01%
+1,000
New +$7.59K
121 122
123
124 125

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HAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.