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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPK
3051
DELISTED
Blackrock Muni 2018 Term Tr
BPK
$7K ﹤0.01%
449
+5
+1% +$80
IPCC
3052
DELISTED
Infinity Property & Casualty C
IPCC
$7K ﹤0.01%
102
– –
AYT
3053
DELISTED
iPath GEMS Asia 8 ETN
AYT
$7K ﹤0.01%
156
– –
EXAR
3054
DELISTED
Exar Corporation
EXAR
$7K ﹤0.01%
500
– –
VLTC
3055
DELISTED
Voltari Corporation
VLTC
$7K ﹤0.01%
1,400
– –
FCS
3056
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
$7K ﹤0.01%
546
– –
NTLS
3057
DELISTED
NTELOS HLDGS CORP COM
NTLS
$7K ﹤0.01%
+350
New +$6.04K
DMND
3058
DELISTED
DIAMOND FOODS, INC.
DMND
$7K ﹤0.01%
300
+50
+20% +$1.08K
SYA
3059
DELISTED
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
$7K ﹤0.01%
367
– –
CYN
3060
DELISTED
CITY NATIONAL CORPORATION
CYN
$7K ﹤0.01%
107
– –
BKYF
3061
DELISTED
BK KY FINL CORP
BKYF
$7K ﹤0.01%
244
– –
EGL
3062
DELISTED
Engility Holdings, Inc.
EGL
$7K ﹤0.01%
228
+24
+12% +$780
EMFN
3063
DELISTED
ISHARS MSCI EMERGING MKTS FINANCIALS ETF
EMFN
$7K ﹤0.01%
300
– –
QMM
3064
DELISTED
QUATERRA RESOURCES INC LTD
QMM
$7K ﹤0.01%
45,185
– –
VPHM
3065
DELISTED
VIROPHARMA INC
VPHM
$7K ﹤0.01%
184
– –
KUB
3066
DELISTED
KUBOTA CORPORATION (ONE ADS REP 5 SHS COM)
KUB
$7K ﹤0.01%
82
– –
BSE
3067
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$7K ﹤0.01%
535
+8
+2% +$99
ALDW
3068
DELISTED
Alon USA Partners LP
ALDW
$7K ﹤0.01%
600
– –
FU
3069
DELISTED
FAB UNIVERSAL CORP COM
FU
$7K ﹤0.01%
+900
New +$4.21K
AZPN
3070
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$7K ﹤0.01%
+180
New +$7K
AGRO icon
3071
Adecoagro
AGRO
$1.36B
$6K ﹤0.01%
800
– –
AGYS icon
3072
Agilysys
AGYS
$3.01B
$6K ﹤0.01%
500
– –
AVGO icon
3073
Broadcom
AVGO
$1.98T
$6K ﹤0.01%
1,320
+1,000
+313% +$3.84K
BGC icon
3074
BGC Group
BGC
$4.83B
$6K ﹤0.01%
1,555
– –
BBBY
3075
Bed Bath & Beyond
BBBY
$407M
$6K ﹤0.01%
266
– –
121 122
123
124 125

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HAM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.