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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIPT icon
3026
Tiptree Inc
TIPT
$675M
$36K ﹤0.01%
+6,000
New +$33K
TSE
3027
DELISTED
Trinseo
TSE
$36K ﹤0.01%
642
+577
+888% +$30.6K
URBN icon
3028
Urban Outfitters
URBN
$6.67B
$36K ﹤0.01%
1,019
+111
+12% +$3.64K
FCRD
3029
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$36K ﹤0.01%
3,830
-160
-4% -$1.69K
SHI
3030
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$36K ﹤0.01%
700
– –
ESBK
3031
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$36K ﹤0.01%
1,890
– –
DIVY
3032
DELISTED
Reality Shares DIVS ETF
DIVY
$36K ﹤0.01%
1,470
+237
+19% +$5.68K
LOGM
3033
DELISTED
LogMein, Inc.
LOGM
$36K ﹤0.01%
400
+56
+16% +$4.49K
CBM
3034
DELISTED
Cambrex Corporation
CBM
$36K ﹤0.01%
817
-366
-31% -$17.8K
BID
3035
DELISTED
Sotheby's
BID
$36K ﹤0.01%
947
-15
-2% -$530
TIS
3036
DELISTED
Orchids Paper Products, Inc.
TIS
$36K ﹤0.01%
1,333
-395
-23% -$11.9K
LSBG
3037
DELISTED
Lake Sunapee Bank Group
LSBG
$36K ﹤0.01%
2,000
– –
HHY
3038
DELISTED
Brookfield High Income Fund Inc.
HHY
$36K ﹤0.01%
4,979
+616
+14% +$4.55K
JPXN
3039
iShares JPX-Nikkei 400 ETF
JPXN
$142M
$35K ﹤0.01%
642
-250
-28% -$13.2K
RYZ
3040
Ryerson Holding Corp
RYZ
$1.51B
$35K ﹤0.01%
3,075
+2,075
+208% +$28K
SPTM icon
3041
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$35K ﹤0.01%
1,296
– –
UFCS icon
3042
United Fire Group
UFCS
$1.39B
$35K ﹤0.01%
837
-49
-6% -$2.09K
VC icon
3043
Visteon
VC
$2.88B
$35K ﹤0.01%
491
+39
+9% +$2.73K
PRKS icon
3044
United Parks & Resorts
PRKS
$2.04B
$35K ﹤0.01%
2,617
+2,117
+423% +$29K
MAGN
3045
Magnera Corp
MAGN
$440M
$35K ﹤0.01%
124
– –
CAJ
3046
DELISTED
Canon, Inc.
CAJ
$35K ﹤0.01%
1,212
-1,016
-46% -$29K
GHDX
3047
DELISTED
Genomic Health, Inc.
GHDX
$35K ﹤0.01%
1,217
-136
-10% -$3.79K
CLD
3048
DELISTED
Cloud Peak Energy Inc
CLD
$35K ﹤0.01%
6,421
+639
+11% +$2.22K
CSC
3049
DELISTED
Computer Sciences
CSC
$35K ﹤0.01%
672
-180
-21% -$8.69K
PARN
3050
DELISTED
Parnell Pharmaceuticals Holdings Ltd
PARN
$35K ﹤0.01%
24,300
-12,500
-34% -$19.3K
120 121
122
123 124

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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.