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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REG icon
3026
Regency Centers
REG
$14B
$26K ﹤0.01%
379
+304
+405% +$20.2K
SLAB icon
3027
Silicon Laboratories
SLAB
$7.29B
$26K ﹤0.01%
537
+141
+36% +$6.97K
VHC icon
3028
VirnetX Holding Corp
VHC
$62.8M
$26K ﹤0.01%
492
+185
+60% +$12.1K
WNS
3029
DELISTED
WNS Holdings
WNS
$26K ﹤0.01%
839
+500
+147% +$15.6K
UCB
3030
United Community Banks
UCB
$4.43B
$26K ﹤0.01%
1,368
+203
+17% +$4.12K
SHI
3031
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$26K ﹤0.01%
700
– –
ESBK
3032
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$26K ﹤0.01%
+1,365
New +$25.3K
CROP
3033
DELISTED
IQ Global Agribusiness Small Cap ETF
CROP
$26K ﹤0.01%
950
– –
AVX
3034
DELISTED
AVX Corporation
AVX
$26K ﹤0.01%
2,148
-1,000
-32% -$13.2K
SFLY
3035
DELISTED
Shutterfly, Inc.
SFLY
$26K ﹤0.01%
586
+390
+199% +$16.7K
DGL
3036
DELISTED
Invesco DB Gold Fund
DGL
$26K ﹤0.01%
756
– –
KEF
3037
DELISTED
Korea Equity Fund
KEF
$26K ﹤0.01%
3,797
– –
AVG
3038
DELISTED
AVG Technologies N.V.
AVG
$26K ﹤0.01%
1,300
-1,528
-54% -$32.2K
FMLP
3039
DELISTED
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
$26K ﹤0.01%
1,400
– –
MUS
3040
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$26K ﹤0.01%
1,865
– –
EMSH
3041
DELISTED
ProShares Short Term USD Emerging Markets Bond ETF
EMSH
$26K ﹤0.01%
+346
New +$26.6K
GRA
3042
DELISTED
W.R. Grace & Co.
GRA
$26K ﹤0.01%
263
-21
-7% -$2.06K
NW.PRC.CL
3043
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$26K ﹤0.01%
1,000
– –
MHY
3044
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$26K ﹤0.01%
5,828
+90
+2% +$409
QLIK
3045
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$26K ﹤0.01%
847
-264
-24% -$8.65K
BRO icon
3046
Brown & Brown
BRO
$23.6B
$25K ﹤0.01%
1,548
-714
-32% -$11.4K
CGO
3047
Calamos Global Total Return Fund
CGO
$131M
$25K ﹤0.01%
2,206
+19
+0.9% +$221
CSTE icon
3048
Caesarstone
CSTE
$119M
$25K ﹤0.01%
574
+200
+53% +$7.62K
ESGR
3049
DELISTED
Enstar Group
ESGR
$25K ﹤0.01%
161
+5
+3% +$770
IPAR icon
3050
Interparfums
IPAR
$3.67B
$25K ﹤0.01%
1,051
+359
+52% +$9.42K
120 121
122
123 124

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.