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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDTI
3026
DELISTED
Integrated Device Technology I
IDTI
$19K ﹤0.01%
982
+524
+114% +$9.02K
ICON
3027
DELISTED
Iconix Brand Group, Inc.
ICON
$19K ﹤0.01%
56
+44
+367% +$16.6K
AHL
3028
DELISTED
ASPEN Insurance Holding Limited
AHL
$19K ﹤0.01%
426
+140
+49% +$6.07K
LSC
3029
DELISTED
ELEMENTS S&P CTI ETN DUE 06-16-2023 (US)
LSC
$19K ﹤0.01%
+3,172
New +$19.6K
WPG
3030
DELISTED
Washington Prime Group Inc.
WPG
$19K ﹤0.01%
121
+35
+41% +$5.42K
CNL
3031
DELISTED
CLECO CRP (HOLDING CO)
CNL
$19K ﹤0.01%
355
+42
+13% +$2.22K
AUQ
3032
DELISTED
AURICO GOLD INC COM
AUQ
$19K ﹤0.01%
5,820
+5,560
+2,138% +$19.5K
MYF
3033
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$19K ﹤0.01%
+1,200
New +$18.2K
CIZN
3034
DELISTED
Citizens Holding Co.
CIZN
$19K ﹤0.01%
1,000
– –
EFII
3035
DELISTED
Electronics for Imaging
EFII
$19K ﹤0.01%
444
+44
+11% +$1.92K
DCM
3036
DELISTED
NTT DOCOMO, Inc.
DCM
$19K ﹤0.01%
1,277
+121
+10% +$1.9K
DEG
3037
DELISTED
ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS
DEG
$19K ﹤0.01%
996
-149
-13% -$2.59K
CFD
3038
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$19K ﹤0.01%
+1,450
New +$18.6K
AGM icon
3039
Federal Agricultural Mortgage
AGM
$2.51B
$18K ﹤0.01%
600
– –
AIRR icon
3040
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$18K ﹤0.01%
+1,000
New +$18.2K
BRKL
3041
DELISTED
Brookline Bancorp
BRKL
$18K ﹤0.01%
1,798
– –
CHTR icon
3042
Charter Communications
CHTR
$18.7B
$18K ﹤0.01%
106
+46
+77% +$7.27K
CMC icon
3043
Commercial Metals
CMC
$7.98B
$18K ﹤0.01%
1,116
– –
ESI icon
3044
Element Solutions
ESI
$9.51B
$18K ﹤0.01%
+790
New +$19.5K
EUFN icon
3045
iShares MSCI Europe Financials ETF
EUFN
$4.3B
$18K ﹤0.01%
800
-17,013
-96% -$387K
EUSA icon
3046
iShares MSCI USA Equal Weighted ETF
EUSA
$1.96B
$18K ﹤0.01%
400
– –
GWRE icon
3047
Guidewire Software
GWRE
$15.2B
$18K ﹤0.01%
352
– –
HI
3048
DELISTED
Hillenbrand
HI
$18K ﹤0.01%
534
+34
+7% +$1.11K
IPAR icon
3049
Interparfums
IPAR
$3.7B
$18K ﹤0.01%
647
+89
+16% +$2.43K
JKS
3050
JinkoSolar
JKS
$853M
$18K ﹤0.01%
900
– –
120 121
122
123 124

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.