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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSP
3026
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
$9K ﹤0.01%
1,430
+9
+0.6% +$60
NGX
3027
DELISTED
NUVEEN MASS AMT-FREE MUNI INC FD
NGX
$9K ﹤0.01%
800
– –
VPHM
3028
DELISTED
VIROPHARMA INC
VPHM
$9K ﹤0.01%
184
– –
DLLR
3029
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
$9K ﹤0.01%
750
– –
XLYS
3030
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER DISCRETIONARY PORT
XLYS
$9K ﹤0.01%
+193
New +$9K
PLM
3031
DELISTED
PolyMet Mining Corp.
PLM
$9K ﹤0.01%
1,040
+90
+9% +$782
CHA
3032
DELISTED
China Telecom Corporation, LTD
CHA
$9K ﹤0.01%
170
– –
BCRX icon
3033
BioCryst Pharmaceuticals
BCRX
$2.51B
$8K ﹤0.01%
1,000
– –
BFZ
3034
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$8K ﹤0.01%
600
– –
CRH icon
3035
CRH
CRH
$65B
$8K ﹤0.01%
316
-18
-5% -$445
DEI icon
3036
Douglas Emmett
DEI
$1.99B
$8K ﹤0.01%
324
-40
-11% -$954
DIN icon
3037
Dine Brands
DIN
$440M
$8K ﹤0.01%
100
– –
EIG icon
3038
Employers Holdings
EIG
$871M
$8K ﹤0.01%
270
– –
FENY icon
3039
Fidelity MSCI Energy Index ETF
FENY
$2.06B
$8K ﹤0.01%
+300
New +$7.54K
FHI icon
3040
Federated Hermes
FHI
$4.74B
$8K ﹤0.01%
289
– –
FNB icon
3041
FNB Corp
FNB
$6.88B
$8K ﹤0.01%
631
+5
+0.8% +$62
GFF icon
3042
Griffon
GFF
$4.8B
$8K ﹤0.01%
600
– –
GLPI icon
3043
Gaming and Leisure Properties
GLPI
$12.7B
$8K ﹤0.01%
+156
New +$7.42K
HRB icon
3044
H&R Block
HRB
$6.76B
$8K ﹤0.01%
283
– –
ITUB icon
3045
Itaú Unibanco
ITUB
$80.9B
$8K ﹤0.01%
1,704
-1,663
-49% -$8.65K
JCE icon
3046
Nuveen Core Equity Alpha Fund
JCE
$293M
$8K ﹤0.01%
500
– –
KCE icon
3047
State Street SPDR S&P Capital Markets ETF
KCE
$484M
$8K ﹤0.01%
164
– –
LBTYK icon
3048
Liberty Global Class C
LBTYK
$3.48B
$8K ﹤0.01%
225
– –
NEOG icon
3049
Neogen
NEOG
$2.59B
$8K ﹤0.01%
459
-17
-4% -$296
NG icon
3050
NovaGold Resources
NG
$3.4B
$8K ﹤0.01%
3,000
-3,550
-54% -$8.06K
120 121
122
123 124

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.