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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KCE icon
3026
State Street SPDR S&P Capital Markets ETF
KCE
$471M
$7K ﹤0.01%
164
+2
+1% +$85
KFY icon
3027
Korn Ferry
KFY
$4.25B
$7K ﹤0.01%
+325
New +$6.43K
LBTYK icon
3028
Liberty Global Class C
LBTYK
$3.4B
$7K ﹤0.01%
225
-47
-17% -$1.41K
NEOG icon
3029
Neogen
NEOG
$2.51B
$7K ﹤0.01%
476
+80
+20% +$1.14K
NICE icon
3030
Nice
NICE
$5.95B
$7K ﹤0.01%
160
– –
OTEX icon
3031
Open Text
OTEX
$5.81B
$7K ﹤0.01%
376
+180
+92% +$3.16K
PBH icon
3032
Prestige Consumer Healthcare
PBH
$2.54B
$7K ﹤0.01%
208
– –
PBR.A icon
3033
Petrobras Class A
PBR.A
$103B
$7K ﹤0.01%
417
– –
PEGA icon
3034
Pegasystems
PEGA
$5.44B
$7K ﹤0.01%
672
+104
+18% +$951
PMF
3035
DELISTED
PIMCO Municipal Income Fund
PMF
$7K ﹤0.01%
574
+12
+2% +$147
SCD
3036
LMP Capital and Income Fund
SCD
$360M
$7K ﹤0.01%
+500
New +$7.53K
TIPZ icon
3037
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.2M
$7K ﹤0.01%
130
– –
UFPI icon
3038
UFP Industries
UFPI
$5.12B
$7K ﹤0.01%
489
– –
UFPT icon
3039
UFP Technologies
UFPT
$2.49B
$7K ﹤0.01%
+310
New +$6.56K
VEON icon
3040
VEON
VEON
$3.9B
$7K ﹤0.01%
23
+3
+15% +$799
VRA icon
3041
Vera Bradley
VRA
$95M
$7K ﹤0.01%
350
– –
WRN
3042
Western Copper and Gold
WRN
$553M
$7K ﹤0.01%
10,000
– –
SPPI
3043
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$7K ﹤0.01%
853
– –
TA
3044
DELISTED
TravelCenters of America LLC
TA
$7K ﹤0.01%
176
+7
+4% +$321
HNGR
3045
DELISTED
Hanger Inc.
HNGR
$7K ﹤0.01%
210
– –
AT
3046
DELISTED
Atlantic Power Corporation
AT
$7K ﹤0.01%
1,729
+11
+0.6% +$46
SSFN
3047
DELISTED
Stewardship Financial Corp
SSFN
$7K ﹤0.01%
1,302
– –
TYPE
3048
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$7K ﹤0.01%
250
+161
+181% +$4.21K
CLD
3049
DELISTED
Cloud Peak Energy Inc
CLD
$7K ﹤0.01%
469
– –
MSF
3050
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$7K ﹤0.01%
500
– –
120 121
122
123 124

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.