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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KOP icon
3001
Koppers
KOP
$874M
$55K ﹤0.01%
1,182
-237
-17% -$9.21K
NDLS icon
3002
Noodles & Co
NDLS
$100M
$55K ﹤0.01%
1,571
– –
PK icon
3003
Park Hotels & Resorts
PK
$3.03B
$55K ﹤0.01%
2,018
+114
+6% +$3.05K
PMT
3004
PennyMac Mortgage Investment
PMT
$828M
$55K ﹤0.01%
3,149
-1,765
-36% -$30.7K
CCEC
3005
Capital Clean Energy Carriers
CCEC
$1.36B
$55K ﹤0.01%
2,251
-188
-8% -$4.77K
INSI
3006
DELISTED
Insight Select Income Fund
INSI
$55K ﹤0.01%
2,762
– –
TLRD
3007
DELISTED
Tailored Brands, Inc.
TLRD
$55K ﹤0.01%
3,837
-102
-3% -$1.24K
CPL
3008
DELISTED
CPFL Energia S.A.
CPL
$55K ﹤0.01%
3,197
– –
OTIV
3009
DELISTED
OTI On Track Innovations Ltd
OTIV
$55K ﹤0.01%
40,000
– –
AAV
3010
DELISTED
Advantage Oil & Gas Ltd
AAV
$55K ﹤0.01%
8,675
– –
EWEM
3011
DELISTED
Invesco MSCI Emerging Markets Equal Country Weight ETF
EWEM
$55K ﹤0.01%
1,660
– –
EFOR
3012
Everforth Inc
EFOR
$1.37B
$54K ﹤0.01%
1,001
-91
-8% -$4.55K
BLD
3013
DELISTED
TopBuild
BLD
$54K ﹤0.01%
852
+147
+21% +$8.31K
DBE icon
3014
Invesco DB Energy Fund
DBE
$90.5M
$54K ﹤0.01%
4,185
+3,725
+810% +$45.1K
ERTH icon
3015
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$54K ﹤0.01%
1,315
+400
+44% +$15.8K
EXPO icon
3016
Exponent
EXPO
$3.24B
$54K ﹤0.01%
1,466
+788
+116% +$26K
MTH icon
3017
Meritage Homes
MTH
$4.8B
$54K ﹤0.01%
2,404
+34
+1% +$711
NXST icon
3018
Nexstar Media Group
NXST
$5.81B
$54K ﹤0.01%
870
+33
+4% +$2.04K
QLTA icon
3019
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.22B
$54K ﹤0.01%
1,030
– –
REXR icon
3020
Rexford Industrial Realty
REXR
$8.12B
$54K ﹤0.01%
1,900
– –
SPMB icon
3021
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.07B
$54K ﹤0.01%
2,030
+2
+0.1% +$53
TGI
3022
DELISTED
Triumph Group
TGI
$54K ﹤0.01%
1,826
-538
-23% -$15.4K
TLH icon
3023
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$54K ﹤0.01%
392
-4
-1% -$549
BIG
3024
DELISTED
Big Lots, Inc.
BIG
$54K ﹤0.01%
1,009
+624
+162% +$30.7K
AKRX
3025
DELISTED
Akorn Inc
AKRX
$54K ﹤0.01%
1,612
+41
+3% +$1.36K
119 120
121
122 123

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.