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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWRE icon
3001
Guidewire Software
GWRE
$15.2B
$44K ﹤0.01%
787
+319
+68% +$17.4K
IDCC icon
3002
InterDigital
IDCC
$8.88B
$44K ﹤0.01%
514
+201
+64% +$18.1K
IOVA icon
3003
Iovance Biotherapeutics
IOVA
$2.95B
$44K ﹤0.01%
5,875
– –
KIO
3004
KKR Income Opportunities Fund
KIO
$459M
$44K ﹤0.01%
2,610
+202
+8% +$3.36K
NX icon
3005
Quanex
NX
$981M
$44K ﹤0.01%
2,189
-954
-30% -$19K
TIPT icon
3006
Tiptree Inc
TIPT
$677M
$44K ﹤0.01%
6,000
– –
TTWO icon
3007
Take-Two Interactive
TTWO
$45.2B
$44K ﹤0.01%
738
-9
-1% -$503
VC icon
3008
Visteon
VC
$2.86B
$44K ﹤0.01%
444
-76
-15% -$7.01K
VEGI icon
3009
iShares MSCI Agriculture Producers ETF
VEGI
$147M
$44K ﹤0.01%
1,700
– –
CSF
3010
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$44K ﹤0.01%
1,093
-10,403
-90% -$420K
IBDD
3011
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$44K ﹤0.01%
1,665
– –
DSE
3012
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$44K ﹤0.01%
565
-125
-18% -$9.85K
DWTR
3013
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$44K ﹤0.01%
1,800
-226
-11% -$5.59K
LKSD
3014
DELISTED
LSC Communications, Inc.
LKSD
$44K ﹤0.01%
1,741
+90
+5% +$2.35K
AIT icon
3015
Applied Industrial Technologies
AIT
$13.2B
$43K ﹤0.01%
694
-621
-47% -$38.3K
CPA icon
3016
Copa Holdings
CPA
$6.17B
$43K ﹤0.01%
387
-324
-46% -$33K
MCI
3017
Barings Corporate Investors
MCI
$344M
$43K ﹤0.01%
2,799
– –
MVF
3018
DELISTED
BlackRock MuniVest Fund
MVF
$43K ﹤0.01%
4,483
+21
+0.5% +$206
NYT icon
3019
New York Times
NYT
$10.3B
$43K ﹤0.01%
2,998
+165
+6% +$2.36K
REXR icon
3020
Rexford Industrial Realty
REXR
$8.12B
$43K ﹤0.01%
1,900
-4,400
-70% -$100K
SPTN
3021
DELISTED
SpartanNash
SPTN
$43K ﹤0.01%
1,232
+23
+2% +$843
SPYD icon
3022
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.78B
$43K ﹤0.01%
1,211
+1,100
+991% +$38.9K
MDRX
3023
DELISTED
Veradigm Inc. Common Stock
MDRX
$43K ﹤0.01%
3,368
+1,624
+93% +$19.3K
WWE
3024
DELISTED
World Wrestling Entertainment
WWE
$43K ﹤0.01%
1,939
-423
-18% -$8.68K
BID
3025
DELISTED
Sotheby's
BID
$43K ﹤0.01%
941
-6
-0.6% -$257
119 120
121
122 123

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.