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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QID icon
3001
ProShares UltraShort QQQ
QID
$242M
$27K ﹤0.01%
12
+11
+1,100% +$26.8K
SLVO icon
3002
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$12.5M
$27K ﹤0.01%
+145
New +$28.8K
SSP icon
3003
E.W. Scripps
SSP
$320M
$27K ﹤0.01%
1,400
– –
TDY icon
3004
Teledyne Technologies
TDY
$31.5B
$27K ﹤0.01%
302
-75
-20% -$6.65K
AD
3005
Array Digital Infrastructure
AD
$3.11B
$27K ﹤0.01%
656
-4
-0.6% -$160
VEGI icon
3006
iShares MSCI Agriculture Producers ETF
VEGI
$147M
$27K ﹤0.01%
1,200
– –
VIVS
3007
VivoSim Labs
VIVS
$1.13M
$27K ﹤0.01%
45
-2
-4% -$1.45K
NVRO
3008
DELISTED
NEVRO CORP.
NVRO
$27K ﹤0.01%
400
– –
VJET
3009
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
$27K ﹤0.01%
1,220
+480
+65% +$13.3K
CONE
3010
DELISTED
CyrusOne Inc Common Stock
CONE
$27K ﹤0.01%
721
-39
-5% -$1.38K
NNA
3011
DELISTED
Navios Maritime Acquisition Corporation
NNA
$27K ﹤0.01%
+600
New +$31.1K
MDCO
3012
DELISTED
Medicines Co
MDCO
$27K ﹤0.01%
720
-27
-4% -$1.02K
JMT
3013
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$27K ﹤0.01%
1,212
-190
-14% -$4.17K
RIGP
3014
DELISTED
Transocean Partners LLC
RIGP
$27K ﹤0.01%
+3,100
New +$32.4K
AA.PRB
3015
DELISTED
Alcoa Inc
AA.PRB
$27K ﹤0.01%
+800
New +$26K
ASX icon
3016
ASE Group
ASX
$103B
$26K ﹤0.01%
4,748
+2,329
+96% +$13.1K
AVDL
3017
DELISTED
Avadel Pharmaceuticals
AVDL
$26K ﹤0.01%
2,099
+408
+24% +$6.36K
BBN icon
3018
BlackRock Taxable Municipal Bond Trust
BBN
$979M
$26K ﹤0.01%
1,251
-1,000
-44% -$20.5K
BCBP icon
3019
BCB Bancorp
BCBP
$163M
$26K ﹤0.01%
2,500
+1,800
+257% +$18.8K
BOTJ icon
3020
Bank Of The James
BOTJ
$126M
$26K ﹤0.01%
2,200
+1,100
+100% +$12K
BWXT icon
3021
BWX Technologies
BWXT
$15.9B
$26K ﹤0.01%
833
-159
-16% -$4.68K
CIVB icon
3022
Civista Bancshares
CIVB
$593M
$26K ﹤0.01%
2,000
– –
CUT icon
3023
Invesco MSCI Global Timber ETF
CUT
$33.4M
$26K ﹤0.01%
1,109
+297
+37% +$7.26K
NXRT
3024
NexPoint Residential Trust
NXRT
$626M
$26K ﹤0.01%
1,997
-1,140
-36% -$14.9K
PKX icon
3025
POSCO
PKX
$17.7B
$26K ﹤0.01%
736
+260
+55% +$9.79K
119 120
121
122 123

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.