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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRR
3001
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$24K ﹤0.01%
3,907
-3,000
-43% -$19.8K
MUS
3002
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$24K ﹤0.01%
1,865
– –
NSU
3003
DELISTED
Nevsun Resources Ltd.
NSU
$24K ﹤0.01%
8,327
+529
+7% +$1.64K
PSAU
3004
DELISTED
Invesco Global Gold and Precious Metals ETF
PSAU
$24K ﹤0.01%
2,000
+300
+18% +$3.76K
MDD
3005
DELISTED
SPDR S&P INTERNATIONAL MID CAP ETF
MDD
$24K ﹤0.01%
870
-10,197
-92% -$304K
ALSN icon
3006
Allison Transmission
ALSN
$10.3B
$23K ﹤0.01%
881
-15
-2% -$430
ENSG icon
3007
The Ensign Group
ENSG
$10.6B
$23K ﹤0.01%
1,176
-36,620
-97% -$840K
FBNC icon
3008
First Bancorp
FBNC
$2.75B
$23K ﹤0.01%
1,381
+208
+18% +$3.52K
GBDC icon
3009
Golub Capital BDC
GBDC
$3.45B
$23K ﹤0.01%
1,480
– –
INN
3010
Summit Hotel Properties
INN
$654M
$23K ﹤0.01%
1,974
+379
+24% +$4.84K
INO icon
3011
Inovio Pharmaceuticals
INO
$110M
$23K ﹤0.01%
327
+17
+5% +$1.48K
ITUB icon
3012
Itaú Unibanco
ITUB
$79.9B
$23K ﹤0.01%
7,803
+225
+3% +$799
JETS icon
3013
US Global Jets ETF
JETS
$825M
$23K ﹤0.01%
+1,000
New +$23.6K
HAPN
3014
Happen Inc
HAPN
$2.27B
$23K ﹤0.01%
346
– –
MATW icon
3015
Matthews International
MATW
$726M
$23K ﹤0.01%
468
-1,029
-69% -$53.6K
NNI icon
3016
Nelnet
NNI
$4.55B
$23K ﹤0.01%
659
– –
RMD icon
3017
ResMed
RMD
$32.8B
$23K ﹤0.01%
450
-28
-6% -$1.51K
UMBF icon
3018
UMB Financial
UMBF
$11.5B
$23K ﹤0.01%
448
+117
+35% +$6.17K
AD
3019
Array Digital Infrastructure
AD
$3.13B
$23K ﹤0.01%
660
-74
-10% -$2.71K
XTN icon
3020
State Street SPDR S&P Transportation ETF
XTN
$396M
$23K ﹤0.01%
532
-978
-65% -$46.5K
HEP
3021
DELISTED
Holly Energy Partners, L.P.
HEP
$23K ﹤0.01%
793
-87
-10% -$2.71K
COR
3022
DELISTED
Coresite Realty Corporation
COR
$23K ﹤0.01%
+450
New +$22.2K
ANH
3023
DELISTED
Anworth Mortgage Asset Corporation
ANH
$23K ﹤0.01%
4,697
-163
-3% -$829
LOGM
3024
DELISTED
LogMein, Inc.
LOGM
$23K ﹤0.01%
344
+244
+244% +$16.2K
TTPH
3025
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$23K ﹤0.01%
154
+145
+1,611% +$106K
119 120
121
122 123

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.