We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMHC
3001
DELISTED
Taylor Morrison
TMHC
$9K ﹤0.01%
401
-65
-14% -$1.4K
UPBD icon
3002
Upbound Group
UPBD
$1.15B
$9K ﹤0.01%
258
– –
WNC icon
3003
Wabash National
WNC
$509M
$9K ﹤0.01%
700
– –
CNH
3004
CNH Industrial
CNH
$16.7B
$9K ﹤0.01%
+879
New +$8.82K
CTG
3005
DELISTED
Computer Task Group, Inc.
CTG
$9K ﹤0.01%
495
+95
+24% +$1.7K
SRF
3006
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$9K ﹤0.01%
105
– –
ASNA
3007
DELISTED
Ascena Retail Group, Inc.
ASNA
$9K ﹤0.01%
21
-107
-84% -$43.7K
BNCL
3008
DELISTED
Beneficial Bancorp, Inc.
BNCL
$9K ﹤0.01%
880
– –
TLP
3009
DELISTED
Transmontaigne
TLP
$9K ﹤0.01%
200
– –
RBS.PRS.CL
3010
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$9K ﹤0.01%
417
-853
-67% -$18.6K
HGT
3011
DELISTED
Hugoton Royalty Trust
HGT
$9K ﹤0.01%
1,215
-587
-33% -$4.32K
GCH
3012
DELISTED
Aberdeen Greater China Fund
GCH
$9K ﹤0.01%
879
– –
BSF
3013
DELISTED
Bear State Financial, Inc.
BSF
$9K ﹤0.01%
1,111
– –
JJM
3014
DELISTED
iPath Bloomberg Industrial Metals Subindex Total Return ETN due October 22, 2037
JJM
$9K ﹤0.01%
315
– –
UCP
3015
DELISTED
UCP, Inc.
UCP
$9K ﹤0.01%
600
– –
IPF
3016
DELISTED
SPDR S&P International Financial Sector
IPF
$9K ﹤0.01%
374
– –
LUX
3017
DELISTED
Luxottica Group
LUX
$9K ﹤0.01%
163
– –
HAR
3018
DELISTED
Harman International Industries
HAR
$9K ﹤0.01%
116
+21
+22% +$1.62K
RDEN
3019
DELISTED
ELIZABETH ARDEN INC
RDEN
$9K ﹤0.01%
255
+29
+13% +$1.08K
IESM
3020
DELISTED
ISHARES ENHANCED U.S. SMALL CAP ETF
IESM
$9K ﹤0.01%
+289
New +$8.43K
YOKU
3021
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$9K ﹤0.01%
+300
New +$8.61K
AVL
3022
DELISTED
Avalon Rare Metals, Inc. Ordinary Shares (Canada)
AVL
$9K ﹤0.01%
17,075
– –
AWAY
3023
DELISTED
HOMEAWAY INC COM
AWAY
$9K ﹤0.01%
220
– –
BKYF
3024
DELISTED
BK KY FINL CORP
BKYF
$9K ﹤0.01%
244
– –
AUD
3025
DELISTED
PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF
AUD
$9K ﹤0.01%
100
– –
119 120
121
122 123

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.