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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEJ icon
2976
Invesco Leisure and Entertainment ETF
PEJ
$315M
$58K ﹤0.01%
1,411
-342
-20% -$14K
REG icon
2977
Regency Centers
REG
$14.1B
$58K ﹤0.01%
920
+228
+33% +$14.7K
SAM icon
2978
Boston Beer
SAM
$1.9B
$58K ﹤0.01%
368
-151
-29% -$22.1K
SPWR
2979
DELISTED
SunPower Corporation Common Stock
SPWR
$58K ﹤0.01%
12,001
-120
-1% -$725
SHLX
2980
DELISTED
Shell Midstream Partners, L.P.
SHLX
$58K ﹤0.01%
2,081
-1,488
-42% -$41.7K
REXX
2981
DELISTED
Rex Energy Corporation
REXX
$58K ﹤0.01%
21,385
+21,073
+6,754% +$54.3K
CYTK icon
2982
Cytokinetics
CYTK
$10.2B
$57K ﹤0.01%
3,918
+818
+26% +$11.2K
ESLT icon
2983
Elbit Systems
ESLT
$36.5B
$57K ﹤0.01%
389
+41
+12% +$5.45K
GDDY icon
2984
GoDaddy
GDDY
$12.7B
$57K ﹤0.01%
1,281
-46
-3% -$1.98K
KCE icon
2985
State Street SPDR S&P Capital Markets ETF
KCE
$484M
$57K ﹤0.01%
1,091
-35
-3% -$1.75K
LGND icon
2986
Ligand Pharmaceuticals
LGND
$5.76B
$57K ﹤0.01%
667
-67
-9% -$5.3K
MUFG icon
2987
Mitsubishi UFJ Financial
MUFG
$260B
$57K ﹤0.01%
8,983
+4,103
+84% +$25.9K
PINC
2988
DELISTED
Premier
PINC
$57K ﹤0.01%
1,749
-223
-11% -$7.57K
RCI icon
2989
Rogers Communications
RCI
$19.7B
$57K ﹤0.01%
1,110
+200
+22% +$10.2K
GTHX
2990
DELISTED
G1 Therapeutics, Inc. Common Stock
GTHX
$57K ﹤0.01%
+2,300
New +$42.5K
AMOV
2991
DELISTED
America Movil SAB de CV
AMOV
$57K ﹤0.01%
3,355
– –
HNP
2992
DELISTED
Huaneng Power Intl, Inc.
HNP
$57K ﹤0.01%
2,325
+25
+1% +$662
NYV
2993
DELISTED
Nuveen New York Municipal Value Fund 2
NYV
$57K ﹤0.01%
3,839
– –
FLO icon
2994
Flowers Foods
FLO
$1.6B
$56K ﹤0.01%
2,999
-50
-2% -$888
PEGA icon
2995
Pegasystems
PEGA
$5.51B
$56K ﹤0.01%
1,974
+4
+0.2% +$116
SLVO icon
2996
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$12.4M
$56K ﹤0.01%
355
+95
+37% +$15.6K
SSNC icon
2997
SS&C Technologies
SSNC
$19.3B
$56K ﹤0.01%
1,414
+489
+53% +$18.9K
USNA icon
2998
Usana Health Sciences
USNA
$252M
$56K ﹤0.01%
970
– –
FXSG
2999
DELISTED
Invesco CurrencyShares Singapore Dollar Trust
FXSG
$56K ﹤0.01%
770
– –
ARTNA icon
3000
Artesian Resources
ARTNA
$369M
$55K ﹤0.01%
1,467
-117
-7% -$4.4K
118 119
120
121 122

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.