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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACH
2976
Accendra Health
ACH
$73.1M
$39K ﹤0.01%
1,107
+237
+27% +$8.3K
RDOG icon
2977
ALPS REIT Dividend Dogs ETF
RDOG
$11.3M
$39K ﹤0.01%
865
+26
+3% +$1.19K
SANM icon
2978
Sanmina
SANM
$11.3B
$39K ﹤0.01%
1,369
– –
VIVS
2979
VivoSim Labs
VIVS
$1.13M
$39K ﹤0.01%
44
+3
+7% +$2.94K
CYBE
2980
DELISTED
Cyberoptics Corp
CYBE
$39K ﹤0.01%
1,605
– –
OCSI
2981
DELISTED
Oaktree Strategic Income Corporation
OCSI
$39K ﹤0.01%
4,531
-4,385
-49% -$37.3K
JE
2982
DELISTED
Just Energy Group Inc
JE
$39K ﹤0.01%
232
+152
+190% +$28.8K
TAHO
2983
DELISTED
Tahoe Resources Inc
TAHO
$39K ﹤0.01%
3,064
+100
+3% +$1.48K
MZOR
2984
DELISTED
Mazor Robotics Ltd.
MZOR
$39K ﹤0.01%
+1,489
New +$33K
VIA
2985
DELISTED
Viacom Inc. Class A
VIA
$39K ﹤0.01%
936
+141
+18% +$6.49K
DO
2986
DELISTED
Diamond Offshore Drilling
DO
$39K ﹤0.01%
2,171
-25,794
-92% -$517K
ABM icon
2987
ABM Industries
ABM
$2.82B
$38K ﹤0.01%
963
+328
+52% +$12.5K
AZZ icon
2988
AZZ Inc
AZZ
$4.55B
$38K ﹤0.01%
580
-81
-12% -$5.17K
EUFN icon
2989
iShares MSCI Europe Financials ETF
EUFN
$4.31B
$38K ﹤0.01%
2,236
-928
-29% -$15.4K
EXTR icon
2990
Extreme Networks
EXTR
$3.2B
$38K ﹤0.01%
8,405
– –
FCEL icon
2991
FuelCell Energy
FCEL
$1.79B
$38K ﹤0.01%
20
– –
HDGE icon
2992
AdvisorShares Ranger Equity Bear ETF
HDGE
$52.6M
$38K ﹤0.01%
391
-4,281
-92% -$418K
HYGH icon
2993
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$602M
$38K ﹤0.01%
432
+151
+54% +$13.1K
MYGN icon
2994
Myriad Genetics
MYGN
$290M
$38K ﹤0.01%
1,842
+430
+30% +$10.9K
RRX icon
2995
Regal Rexnord
RRX
$11.7B
$38K ﹤0.01%
620
-63
-9% -$3.79K
IVH
2996
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$38K ﹤0.01%
2,622
+48
+2% +$681
HCR
2997
DELISTED
Hi-Crush Inc. Common Stock
HCR
$38K ﹤0.01%
2,480
-2,300
-48% -$31.1K
KS
2998
DELISTED
KapStone Paper and Pack Corp.
KS
$38K ﹤0.01%
1,996
+723
+57% +$11.6K
SVU
2999
DELISTED
SUPERVALU Inc.
SVU
$38K ﹤0.01%
1,085
+447
+70% +$15.8K
BETR
3000
DELISTED
Amplify Snack Brands, Inc.
BETR
$38K ﹤0.01%
2,378
+1,495
+169% +$23.4K
118 119
120
121 122

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.