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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMB
2976
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$198M
$24K ﹤0.01%
2,000
– –
EGBN icon
2977
Eagle Bancorp
EGBN
$878M
$24K ﹤0.01%
536
+336
+168% +$14.8K
ENOV icon
2978
Enovis
ENOV
$1.52B
$24K ﹤0.01%
479
-39
-8% -$2.59K
ESGR
2979
DELISTED
Enstar Group
ESGR
$24K ﹤0.01%
156
-7
-4% -$1.08K
FAS icon
2980
Direxion Daily Financial Bull 3x ETF
FAS
$2.5B
$24K ﹤0.01%
+950
New +$29K
HLIT icon
2981
Harmonic Inc
HLIT
$1.51B
$24K ﹤0.01%
4,082
-115
-3% -$699
MLKN icon
2982
MillerKnoll
MLKN
$1.62B
$24K ﹤0.01%
813
+19
+2% +$534
NEU icon
2983
NewMarket
NEU
$8.71B
$24K ﹤0.01%
68
+5
+8% +$2.03K
QQQE icon
2984
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.44B
$24K ﹤0.01%
816
-348
-30% -$11.1K
RZV icon
2985
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$309M
$24K ﹤0.01%
443
-51
-10% -$2.98K
SMH icon
2986
VanEck Semiconductor ETF
SMH
$71.9B
$24K ﹤0.01%
954
-89,668
-99% -$2.28M
TER icon
2987
Teradyne
TER
$62.8B
$24K ﹤0.01%
1,294
+393
+44% +$7.24K
TNK icon
2988
Teekay Tankers
TNK
$2.94B
$24K ﹤0.01%
463
-1,642
-78% -$88.7K
URBN icon
2989
Urban Outfitters
URBN
$6.66B
$24K ﹤0.01%
813
-231
-22% -$7.42K
WIT icon
2990
Wipro
WIT
$19.3B
$24K ﹤0.01%
10,613
– –
UCB
2991
United Community Banks
UCB
$4.43B
$24K ﹤0.01%
1,165
+611
+110% +$12.5K
SPWR
2992
DELISTED
SunPower Corporation Common Stock
SPWR
$24K ﹤0.01%
1,845
-351
-16% -$5.66K
IMGN
2993
DELISTED
Immunogen Inc
IMGN
$24K ﹤0.01%
2,451
+279
+13% +$4.08K
MTEM
2994
DELISTED
Molecular Templates, Inc.
MTEM
$24K ﹤0.01%
37
+21
+131% +$14.9K
PTR
2995
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$24K ﹤0.01%
344
– –
SAFM
2996
DELISTED
Sanderson Farms Inc
SAFM
$24K ﹤0.01%
364
-870
-71% -$60.9K
SC
2997
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$24K ﹤0.01%
1,159
-732
-39% -$16.8K
PE
2998
DELISTED
PARSLEY ENERGY INC
PE
$24K ﹤0.01%
1,575
– –
CROP
2999
DELISTED
IQ Global Agribusiness Small Cap ETF
CROP
$24K ﹤0.01%
950
– –
BSFT
3000
DELISTED
BroadSoft, Inc.
BSFT
$24K ﹤0.01%
815
-18
-2% -$587
118 119
120
121 122

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.