We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EC icon
2976
Ecopetrol
EC
$35.4B
$9K ﹤0.01%
227
+139
+158% +$6.08K
ECPG icon
2977
Encore Capital Group
ECPG
$2.15B
$9K ﹤0.01%
175
– –
ELP
2978
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$9K ﹤0.01%
1,693
-940
-36% -$5.14K
EWN icon
2979
iShares MSCI Netherlands ETF
EWN
$735M
$9K ﹤0.01%
330
+1
+0.3% +$25
FRA icon
2980
BlackRock Floating Rate Income Strategies Fund
FRA
$392M
$9K ﹤0.01%
640
– –
IBKR icon
2981
Interactive Brokers
IBKR
$41.4B
$9K ﹤0.01%
1,484
+1,316
+783% +$7.35K
ICLN icon
2982
iShares Global Clean Energy ETF
ICLN
$2.11B
$9K ﹤0.01%
900
-3,503
-80% -$36.9K
IDE
2983
Voya Infrastructure, Industrials and Materials Fund
IDE
$201M
$9K ﹤0.01%
521
– –
JOUT icon
2984
Johnson Outdoors
JOUT
$512M
$9K ﹤0.01%
334
– –
KAI icon
2985
Kadant
KAI
$3.91B
$9K ﹤0.01%
217
– –
KF
2986
Korea Fund
KF
$266M
$9K ﹤0.01%
211
– –
LAMR icon
2987
Lamar Advertising Co
LAMR
$15.8B
$9K ﹤0.01%
172
– –
LSTR icon
2988
Landstar System
LSTR
$6.4B
$9K ﹤0.01%
161
-216
-57% -$12.1K
MITT
2989
TPG Mortgage Investment Trust
MITT
$214M
$9K ﹤0.01%
200
– –
NCA icon
2990
Nuveen California Municipal Value Fund
NCA
$304M
$9K ﹤0.01%
1,000
– –
PSO icon
2991
Pearson
PSO
$9.78B
$9K ﹤0.01%
434
– –
QID icon
2992
ProShares UltraShort QQQ
QID
$241M
$9K ﹤0.01%
2
– –
RMCF icon
2993
Rocky Mountain Chocolate Factory
RMCF
$15.6M
$9K ﹤0.01%
747
+6
+0.8% +$75
RRGB icon
2994
Red Robin
RRGB
$183M
$9K ﹤0.01%
133
– –
SCJ icon
2995
iShares MSCI Japan Small-Cap ETF
SCJ
$265M
$9K ﹤0.01%
+167
New +$9.07K
SCL icon
2996
Stepan Co
SCL
$1.48B
$9K ﹤0.01%
132
-4
-3% -$244
SOL
2997
DELISTED
Emeren Group
SOL
$9K ﹤0.01%
500
– –
SPSC icon
2998
SPS Commerce
SPSC
$2.86B
$9K ﹤0.01%
284
– –
STNG icon
2999
Scorpio Tankers
STNG
$3.93B
$9K ﹤0.01%
+80
New +$8.96K
TG icon
3000
Tredegar Corp
TG
$278M
$9K ﹤0.01%
327
– –
118 119
120
121 122

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.