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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSN icon
276
Tyson Foods
TSN
$20.4B
$5.99M 0.06%
84,993
+65,473
+335% +$4.18M
MAIN icon
277
Main Street Capital
MAIN
$5.48B
$5.9M 0.06%
148,463
+69,939
+89% +$2.75M
MDT icon
278
Medtronic
MDT
$112B
$5.89M 0.06%
75,707
+3,387
+5% +$281K
BIL icon
279
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
$5.82M 0.06%
63,617
+59,159
+1,327% +$5.41M
SCHP icon
280
Schwab US TIPS ETF
SCHP
$16.3B
$5.8M 0.06%
210,052
+42,708
+26% +$1.18M
IJT icon
281
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$5.79M 0.06%
70,428
+12,502
+22% +$975K
IYH icon
282
iShares US Healthcare ETF
IYH
$3.54B
$5.72M 0.06%
166,400
+98,745
+146% +$3.33M
SRE icon
283
Sempra
SRE
$54.8B
$5.7M 0.06%
99,872
+5,406
+6% +$313K
AMAT icon
284
Applied Materials
AMAT
$428B
$5.69M 0.06%
109,271
+25,804
+31% +$1.17M
GD icon
285
General Dynamics
GD
$106B
$5.68M 0.06%
27,629
+2,671
+11% +$535K
CMI icon
286
Cummins
CMI
$88.7B
$5.68M 0.06%
33,780
+11,827
+54% +$1.91M
IUSV icon
287
iShares Core S&P US Value ETF
IUSV
$27.7B
$5.64M 0.06%
107,697
+14,395
+15% +$739K
WBA
288
DELISTED
Walgreens Boots Alliance
WBA
$5.62M 0.06%
72,720
-13,883
-16% -$1.11M
RPG icon
289
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$5.6M 0.06%
279,885
+19,060
+7% +$371K
DBEF icon
290
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$5.53M 0.06%
178,239
-8,442
-5% -$256K
QTEC icon
291
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.83B
$5.5M 0.06%
80,627
-8,712
-10% -$568K
VIS icon
292
Vanguard Industrials ETF
VIS
$8.39B
$5.46M 0.06%
40,665
+12,928
+47% +$1.67M
FIDU icon
293
Fidelity MSCI Industrials Index ETF
FIDU
$2.39B
$5.38M 0.06%
147,305
-6,918
-4% -$243K
AGN.PRA
294
DELISTED
Allergan plc
AGN.PRA
$5.36M 0.06%
7,266
+245
+3% +$203K
MET icon
295
MetLife
MET
$62.1B
$5.36M 0.06%
103,179
-3,902
-4% -$190K
ITB icon
296
iShares US Home Construction ETF
ITB
$2.35B
$5.36M 0.06%
146,652
+125,006
+578% +$4.3M
FEX icon
297
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$5.26M 0.06%
95,860
-12,213
-11% -$657K
SHW icon
298
Sherwin-Williams
SHW
$89.8B
$5.25M 0.06%
43,968
+4,998
+13% +$573K
WY icon
299
Weyerhaeuser
WY
$18.4B
$5.25M 0.06%
154,330
+24,886
+19% +$817K
PNC icon
300
PNC Financial Services
PNC
$101B
$5.21M 0.06%
38,720
+923
+2% +$118K
10 11
12
13 14

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.