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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGIB icon
276
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$4.23M 0.06%
75,942
+6,048
+9% +$337K
DAL icon
277
Delta Air Lines
DAL
$59B
$4.23M 0.06%
107,366
+10,191
+10% +$386K
BOND icon
278
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.46B
$4.22M 0.06%
39,128
+3,416
+10% +$367K
SCHX icon
279
Schwab US Large- Cap ETF
SCHX
$74.6B
$4.21M 0.06%
488,880
+27,108
+6% +$232K
CAG icon
280
Conagra Brands
CAG
$7.13B
$4.18M 0.06%
114,013
+9,075
+9% +$326K
BX icon
281
Blackstone
BX
$112B
$4.17M 0.06%
162,978
-4,703
-3% -$124K
FVD icon
282
First Trust Value Line Dividend Fund
FVD
$8.35B
$4.17M 0.06%
154,183
+37,858
+33% +$1.03M
IUSG icon
283
iShares Core S&P US Growth ETF
IUSG
$33.8B
$4.13M 0.06%
96,959
-10,801
-10% -$458K
EMLP icon
284
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$4.11M 0.06%
162,522
-51,806
-24% -$1.29M
OEF icon
285
iShares S&P 100 ETF
OEF
$20.5B
$4.11M 0.06%
42,865
-1,955
-4% -$188K
NSC icon
286
Norfolk Southern
NSC
$75.5B
$4.1M 0.06%
42,310
+6,446
+18% +$587K
PZA icon
287
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$4.1M 0.06%
157,443
+1,842
+1% +$48.4K
WEC icon
288
WEC Energy
WEC
$34.7B
$4.04M 0.06%
67,698
+1,526
+2% +$95.3K
DEO icon
289
Diageo
DEO
$53.7B
$4.04M 0.06%
34,797
+4,188
+14% +$479K
PSA icon
290
Public Storage
PSA
$60.3B
$4.03M 0.06%
18,088
+187
+1% +$43.7K
XLI icon
291
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$4.03M 0.06%
68,939
+53
+0.1% +$3.08K
OXY icon
292
Occidental Petroleum
OXY
$58.4B
$3.99M 0.06%
54,710
-164
-0.3% -$12.3K
PAYX icon
293
Paychex
PAYX
$42.9B
$3.95M 0.06%
68,241
+5,401
+9% +$324K
TGT icon
294
Target
TGT
$69.3B
$3.93M 0.06%
57,315
-8,358
-13% -$599K
GM icon
295
General Motors
GM
$77.7B
$3.93M 0.06%
123,559
+18,734
+18% +$585K
AFL icon
296
Aflac
AFL
$61.4B
$3.92M 0.06%
109,146
+11,336
+12% +$413K
ORLY icon
297
O'Reilly Automotive
ORLY
$75.2B
$3.9M 0.06%
209,070
-15
-0% -$281
OHI icon
298
Omega Healthcare
OHI
$14.3B
$3.9M 0.06%
109,399
+13,957
+15% +$496K
PCY icon
299
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$3.89M 0.06%
127,000
-57,835
-31% -$1.75M
ITW icon
300
Illinois Tool Works
ITW
$84.1B
$3.87M 0.06%
32,274
+575
+2% +$66.8K
10 11
12
13 14

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.