We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOH icon
276
Bank of Hawaii
BOH
$3.1B
$3.45M 0.06%
54,874
+1,170
+2% +$76.8K
FDL icon
277
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
$3.43M 0.06%
144,808
-749
-0.5% -$17.7K
SLYV icon
278
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
$3.43M 0.06%
73,788
+4,986
+7% +$248K
BOND icon
279
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.46B
$3.42M 0.06%
32,803
+1,920
+6% +$203K
DLN icon
280
WisdomTree US LargeCap Dividend Fund
DLN
$6.4B
$3.41M 0.06%
95,760
+1,890
+2% +$67.7K
RDS.A
281
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$3.4M 0.06%
78,302
-155
-0.2% -$7.38K
FBIN icon
282
Fortune Brands Innovations
FBIN
$5.78B
$3.4M 0.06%
71,581
+15,544
+28% +$704K
MAS icon
283
Masco
MAS
$14.8B
$3.38M 0.06%
119,316
-2,555
-2% -$72.7K
PPL
284
PPL Corp
PPL
$26.4B
$3.37M 0.06%
98,643
+132
+0.1% +$4.45K
PZA icon
285
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$3.37M 0.06%
132,198
+8,082
+7% +$204K
HYEM icon
286
VanEck Emerging Markets High Yield Bond ETF
HYEM
$525M
$3.32M 0.06%
150,082
-154,409
-51% -$3.51M
VT icon
287
Vanguard Total World Stock ETF
VT
$81.2B
$3.32M 0.06%
57,568
+23,424
+69% +$1.37M
BLK icon
288
Blackrock
BLK
$175B
$3.27M 0.06%
9,601
+820
+9% +$279K
KBE icon
289
State Street SPDR S&P Bank ETF
KBE
$1.71B
$3.25M 0.06%
95,890
+41,577
+77% +$1.45M
BXMX
290
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$3.23M 0.06%
240,141
+38,726
+19% +$496K
CAG icon
291
Conagra Brands
CAG
$7.09B
$3.22M 0.06%
98,087
-5,042
-5% -$161K
LOW icon
292
Lowe's Companies
LOW
$122B
$3.22M 0.06%
42,335
+6,020
+17% +$447K
LUV icon
293
Southwest Airlines
LUV
$22B
$3.21M 0.06%
74,745
+12,203
+20% +$540K
GRC icon
294
Gorman-Rupp
GRC
$2.18B
$3.2M 0.06%
119,768
+22,464
+23% +$623K
OXY icon
295
Occidental Petroleum
OXY
$58.5B
$3.2M 0.06%
47,387
+1,739
+4% +$125K
HSY icon
296
Hershey
HSY
$36.6B
$3.16M 0.06%
35,403
+6,480
+22% +$581K
MON
297
DELISTED
Monsanto Co
MON
$3.16M 0.06%
32,044
+6,825
+27% +$641K
OPPE
298
WisdomTree European Opportunities Fund
OPPE
$294M
$3.15M 0.06%
128,394
+3,467
+3% +$86.5K
PCP
299
DELISTED
PRECISION CASTPARTS CORP
PCP
$3.14M 0.06%
13,518
+3,732
+38% +$863K
BX icon
300
Blackstone
BX
$113B
$3.12M 0.06%
106,353
+14,820
+16% +$472K
10 11
12
13 14

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.