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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WCG
2951
DELISTED
Wellcare Health Plans, Inc.
WCG
$60K ﹤0.01%
350
-151
-30% -$26.5K
ARRY
2952
DELISTED
Array Biopharma Inc
ARRY
$60K ﹤0.01%
4,797
-277
-5% -$2.57K
JTA
2953
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$60K ﹤0.01%
4,356
+474
+12% +$6.22K
AGM icon
2954
Federal Agricultural Mortgage
AGM
$2.51B
$59K ﹤0.01%
812
– –
DLTH icon
2955
Duluth Holdings
DLTH
$151M
$59K ﹤0.01%
2,900
+200
+7% +$3.87K
GGME icon
2956
Invesco Next Gen Media and Gaming ETF
GGME
$46.9M
$59K ﹤0.01%
2,117
+1
+0% +$28
JJSF icon
2957
J&J Snack Foods
JJSF
$1.7B
$59K ﹤0.01%
448
-456
-50% -$58.8K
PXI icon
2958
Invesco Dorsey Wright Energy Momentum ETF
PXI
$54.7M
$59K ﹤0.01%
1,650
– –
QLYS icon
2959
Qualys
QLYS
$6.78B
$59K ﹤0.01%
1,116
+851
+321% +$39.1K
RC
2960
Ready Capital
RC
$294M
$59K ﹤0.01%
3,761
-25,314
-87% -$383K
RINF icon
2961
ProShares Inflation Expectations ETF
RINF
$18M
$59K ﹤0.01%
2,176
-54,572
-96% -$1.48M
SOHO
2962
DELISTED
Sotherly Hotels
SOHO
$59K ﹤0.01%
+10,000
New +$62.3K
TUR icon
2963
iShares MSCI Turkey ETF
TUR
$220M
$59K ﹤0.01%
1,400
-7,441
-84% -$328K
DISCK
2964
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$59K ﹤0.01%
2,885
-183
-6% -$4.11K
HRC
2965
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$59K ﹤0.01%
799
-167
-17% -$12.9K
BUFF
2966
DELISTED
Blue Buffalo Pet Products, Inc
BUFF
$59K ﹤0.01%
2,080
+299
+17% +$7.32K
RICE
2967
DELISTED
Rice Energy Inc.
RICE
$59K ﹤0.01%
2,052
-42
-2% -$1.15K
DCM
2968
DELISTED
NTT DOCOMO, Inc.
DCM
$59K ﹤0.01%
2,565
+832
+48% +$19.3K
ACRE
2969
Ares Commercial Real Estate
ACRE
$264M
$58K ﹤0.01%
4,350
+3,850
+770% +$50.5K
CENT icon
2970
Central Garden & Pet Co
CENT
$2.78B
$58K ﹤0.01%
1,851
-127
-6% -$3.5K
CLNE icon
2971
Clean Energy Fuels
CLNE
$395M
$58K ﹤0.01%
23,245
-200
-0.9% -$504
CRBP icon
2972
Corbus Pharmaceuticals
CRBP
$195M
$58K ﹤0.01%
269
+139
+107% +$27.2K
EQNR icon
2973
Equinor
EQNR
$96.3B
$58K ﹤0.01%
2,893
+332
+13% +$6.13K
CALY
2974
Callaway Golf Company
CALY
$2.95B
$58K ﹤0.01%
4,068
– –
PB icon
2975
Prosperity Bancshares
PB
$8.97B
$58K ﹤0.01%
885
+1
+0.1% +$63
117 118
119
120 121

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.