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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNO icon
2951
CNO Financial Group
CNO
$5.12B
$25K ﹤0.01%
1,353
+95
+8% +$1.73K
IRBT
2952
DELISTED
iRobot
IRBT
$25K ﹤0.01%
830
-1,000
-55% -$30.4K
MEI icon
2953
Methode Electronics
MEI
$606M
$25K ﹤0.01%
794
-405
-34% -$11.4K
MEOH icon
2954
Methanex
MEOH
$4.33B
$25K ﹤0.01%
754
+112
+17% +$4.79K
NFLT icon
2955
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$463M
$25K ﹤0.01%
+1,000
New +$25K
PSI icon
2956
Invesco Semiconductors ETF
PSI
$2.58B
$25K ﹤0.01%
3,210
– –
SBAC icon
2957
SBA Communications
SBAC
$19.8B
$25K ﹤0.01%
240
-100
-29% -$11.7K
SSP icon
2958
E.W. Scripps
SSP
$321M
$25K ﹤0.01%
1,400
– –
STGW icon
2959
Stagwell
STGW
$2.26B
$25K ﹤0.01%
1,349
+368
+38% +$6.88K
TIPX icon
2960
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
$25K ﹤0.01%
1,274
– –
MFV
2961
DELISTED
MFS SPECIAL VALUE TRUST
MFV
$25K ﹤0.01%
4,748
+2,731
+135% +$15.4K
SHI
2962
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$25K ﹤0.01%
700
-4
-0.6% -$161
CONE
2963
DELISTED
CyrusOne Inc Common Stock
CONE
$25K ﹤0.01%
760
-15
-2% -$477
QEP
2964
DELISTED
QEP RESOURCES, INC.
QEP
$25K ﹤0.01%
2,085
+21
+1% +$290
MLPI
2965
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$25K ﹤0.01%
919
-4,774
-84% -$152K
JHY
2966
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
$25K ﹤0.01%
+2,506
New +$25.3K
KERX
2967
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$25K ﹤0.01%
6,815
+270
+4% +$1.81K
STDY
2968
DELISTED
SteadyMed Ltd
STDY
$25K ﹤0.01%
7,150
– –
LNCE
2969
DELISTED
Snyders-Lance, Inc.
LNCE
$25K ﹤0.01%
731
+31
+4% +$1.04K
ABAX
2970
DELISTED
Abaxis Inc
ABAX
$25K ﹤0.01%
571
-494
-46% -$24.3K
MHY
2971
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$25K ﹤0.01%
5,738
+4,720
+464% +$22.2K
RKUS
2972
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$25K ﹤0.01%
2,145
-577
-21% -$6.48K
BDC icon
2973
Belden
BDC
$5.31B
$24K ﹤0.01%
504
-41
-8% -$2.42K
BSL
2974
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$24K ﹤0.01%
1,490
+10
+0.7% +$166
CGO
2975
Calamos Global Total Return Fund
CGO
$131M
$24K ﹤0.01%
2,187
+16
+0.7% +$202
117 118
119
120 121

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.