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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGI
2951
DELISTED
Silicon Graphics Intl.
SGI
$10K ﹤0.01%
744
– –
NEWP
2952
DELISTED
NEWPORT CORP
NEWP
$10K ﹤0.01%
561
-756
-57% -$12.4K
NQI
2953
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$10K ﹤0.01%
834
+11
+1% +$132
IO
2954
DELISTED
ION Geophysical Corporation
IO
$10K ﹤0.01%
199
+100
+101% +$6.06K
EWRI
2955
DELISTED
GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF
EWRI
$10K ﹤0.01%
215
– –
BRXX
2956
DELISTED
EGSHARES BRAZIL INFRASTURE ETF
BRXX
$10K ﹤0.01%
600
– –
HNSN
2957
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
$10K ﹤0.01%
554
– –
IBMD
2958
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
$10K ﹤0.01%
185
– –
MDW
2959
DELISTED
MIDWAY GOLD CORP (CANADA)
MDW
$10K ﹤0.01%
12,000
– –
ANV
2960
DELISTED
Allied Nevada Gold Corp
ANV
$10K ﹤0.01%
2,878
+1,500
+109% +$5.63K
GRT
2961
DELISTED
GLIMCHER REALTY TRUST
GRT
$10K ﹤0.01%
1,065
+552
+108% +$5.42K
MKTG
2962
DELISTED
RESPONSYS INC COM STK (CA)
MKTG
$10K ﹤0.01%
362
+65
+22% +$1.19K
FBC
2963
DELISTED
Flagstar Bancorp, Inc. New
FBC
$10K ﹤0.01%
528
– –
EBIX
2964
DELISTED
Ebix Inc
EBIX
$10K ﹤0.01%
700
+676
+2,817% +$8.68K
CYB
2965
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
$10K ﹤0.01%
400
– –
JSD
2966
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$10K ﹤0.01%
550
– –
IPW
2967
DELISTED
SPDR S&P International Energy Sector
IPW
$10K ﹤0.01%
381
– –
ADUS icon
2968
Addus HomeCare
ADUS
$2.2B
$9K ﹤0.01%
400
– –
BAP icon
2969
Credicorp
BAP
$29.8B
$9K ﹤0.01%
73
+47
+181% +$5.99K
BKU icon
2970
Bankunited
BKU
$3.41B
$9K ﹤0.01%
281
– –
BTO
2971
John Hancock Financial Opportunities Fund
BTO
$819M
$9K ﹤0.01%
375
– –
CFFN icon
2972
Capitol Federal Financial
CFFN
$1.09B
$9K ﹤0.01%
792
-2,007
-72% -$24.8K
CG icon
2973
Carlyle Group
CG
$18.3B
$9K ﹤0.01%
+250
New +$7.87K
CXH
2974
DELISTED
MFS Investment Grade Municipal Trust
CXH
$9K ﹤0.01%
1,000
– –
DCI icon
2975
Donaldson
DCI
$11.1B
$9K ﹤0.01%
203
+103
+103% +$4.2K
117 118
119
120 121

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.