We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GFF icon
2951
Griffon
GFF
$4.84B
$8K ﹤0.01%
600
– –
HRB icon
2952
H&R Block
HRB
$5.92B
$8K ﹤0.01%
283
– –
INO icon
2953
Inovio Pharmaceuticals
INO
$79.1M
$8K ﹤0.01%
+83
New +$6.96K
INVA icon
2954
Innoviva
INVA
$1.5B
$8K ﹤0.01%
248
– –
ITGR icon
2955
Integer Holdings
ITGR
$4.25B
$8K ﹤0.01%
270
– –
JCE icon
2956
Nuveen Core Equity Alpha Fund
JCE
$289M
$8K ﹤0.01%
+500
New +$7.86K
KAI icon
2957
Kadant
KAI
$4B
$8K ﹤0.01%
217
– –
KF
2958
Korea Fund
KF
$250M
$8K ﹤0.01%
211
– –
LAMR icon
2959
Lamar Advertising Co
LAMR
$15.6B
$8K ﹤0.01%
172
– –
LZB icon
2960
La-Z-Boy
LZB
$1.66B
$8K ﹤0.01%
+360
New +$7.82K
CALY
2961
Callaway Golf Company
CALY
$3.01B
$8K ﹤0.01%
987
-200
-17% -$1.41K
NRP icon
2962
Natural Resource Partners
NRP
$1.37B
$8K ﹤0.01%
40
– –
NXJ
2963
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$8K ﹤0.01%
600
– –
PIPR icon
2964
Piper Sandler
PIPR
$5.35B
$8K ﹤0.01%
968
+52
+6% +$438
SCL icon
2965
Stepan Co
SCL
$1.48B
$8K ﹤0.01%
136
+10
+8% +$579
SPR
2966
DELISTED
Spirit AeroSystems
SPR
$8K ﹤0.01%
323
– –
STKL
2967
DELISTED
SunOpta
STKL
$8K ﹤0.01%
813
-1
-0.1% -$9
TCPC icon
2968
BlackRock TCP Capital
TCPC
$327M
$8K ﹤0.01%
500
+458
+1,090% +$7.3K
TLF icon
2969
Tandy Leather Factory
TLF
$19.7M
$8K ﹤0.01%
1,000
– –
TNK icon
2970
Teekay Tankers
TNK
$2.69B
$8K ﹤0.01%
375
– –
TRC icon
2971
Tejon Ranch
TRC
$447M
$8K ﹤0.01%
272
-8
-3% -$243
WDAY icon
2972
Workday
WDAY
$44.8B
$8K ﹤0.01%
100
– –
WNC icon
2973
Wabash National
WNC
$505M
$8K ﹤0.01%
700
-16,500
-96% -$178K
WIRE
2974
DELISTED
Encore Wire Corp
WIRE
$8K ﹤0.01%
198
-132
-40% -$5.15K
POLY
2975
DELISTED
Plantronics, Inc.
POLY
$8K ﹤0.01%
184
+31
+20% +$1.42K
117 118
119
120 121

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.