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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDL icon
2926
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
$409M
$63K ﹤0.01%
+1,447
New +$61.6K
DNOW icon
2927
DNOW Inc
DNOW
$2.95B
$63K ﹤0.01%
4,709
-69
-1% -$940
FALN icon
2928
iShares Fallen Angels USD Bond ETF
FALN
$1.61B
$63K ﹤0.01%
2,245
-9,053
-80% -$249K
HMN icon
2929
Horace Mann Educators
HMN
$2.1B
$63K ﹤0.01%
1,636
+406
+33% +$15K
JPI
2930
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$63K ﹤0.01%
2,495
+716
+40% +$17.8K
LCII icon
2931
LCI Industries
LCII
$2.6B
$63K ﹤0.01%
541
+74
+16% +$7.54K
ULST icon
2932
State Street Ultra Short Term Bond ETF
ULST
$526M
$63K ﹤0.01%
+1,575
New +$63.4K
UMBF icon
2933
UMB Financial
UMBF
$11.5B
$63K ﹤0.01%
855
-106
-11% -$7.42K
SPPI
2934
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$63K ﹤0.01%
4,250
-7,000
-62% -$63.3K
ENDP
2935
DELISTED
Endo International plc
ENDP
$63K ﹤0.01%
7,347
-83
-1% -$800
TAO
2936
DELISTED
Invesco China Real Estate ETF
TAO
$63K ﹤0.01%
2,120
– –
BKK
2937
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$63K ﹤0.01%
4,000
– –
EMI
2938
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$63K ﹤0.01%
4,807
-1,198
-20% -$16.2K
CPRI icon
2939
Capri Holdings
CPRI
$1.77B
$62K ﹤0.01%
1,283
+326
+34% +$13.2K
GSG icon
2940
iShares S&P GSCI Commodity-Indexed Trust
GSG
$932M
$62K ﹤0.01%
4,155
-102
-2% -$1.47K
PBD icon
2941
Invesco Global Clean Energy ETF
PBD
$195M
$62K ﹤0.01%
4,831
+3,058
+172% +$37.5K
SPGM icon
2942
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.77B
$62K ﹤0.01%
1,634
-280
-15% -$10.3K
JHMF
2943
DELISTED
John Hancock Multifactor Financials ETF
JHMF
$62K ﹤0.01%
1,800
+300
+20% +$9.95K
SF
2944
Stifel
SF
$12.9B
$61K ﹤0.01%
2,581
-245
-9% -$5.31K
LSXMA
2945
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$61K ﹤0.01%
1,988
-12
-0.6% -$371
JHMH
2946
DELISTED
John Hancock Multifactor Healthcare ETF
JHMH
$61K ﹤0.01%
2,013
+1,330
+195% +$39.9K
ISRA icon
2947
VanEck Israel ETF
ISRA
$163M
$60K ﹤0.01%
2,001
+96
+5% +$2.83K
ITUB icon
2948
Itaú Unibanco
ITUB
$80.9B
$60K ﹤0.01%
9,023
+389
+5% +$2.38K
SSL icon
2949
Sasol
SSL
$7.17B
$60K ﹤0.01%
2,204
+348
+19% +$10.2K
MMAC
2950
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
$60K ﹤0.01%
2,380
– –
116 117
118
119 120

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.