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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIII icon
2926
G-III Apparel Group
GIII
$1.43B
$41K ﹤0.01%
1,369
-102
-7% -$4K
FDIQ
2927
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$48.7M
$41K ﹤0.01%
935
+24
+3% +$1.02K
KEP icon
2928
Korea Electric Power
KEP
$15.1B
$41K ﹤0.01%
1,666
+348
+26% +$9.19K
MTW icon
2929
Manitowoc
MTW
$746M
$41K ﹤0.01%
2,127
– –
NXRT
2930
NexPoint Residential Trust
NXRT
$626M
$41K ﹤0.01%
2,067
-666
-24% -$13.3K
RCI icon
2931
Rogers Communications
RCI
$19.7B
$41K ﹤0.01%
955
-302
-24% -$13K
SDG icon
2932
iShares MSCI Global Sustainable Development Goals ETF
SDG
$175M
$41K ﹤0.01%
810
+200
+33% +$9.94K
VEGI icon
2933
iShares MSCI Agriculture Producers ETF
VEGI
$147M
$41K ﹤0.01%
1,700
– –
VFL
2934
DELISTED
abrdn National Municipal Income Fund
VFL
$41K ﹤0.01%
2,927
– –
VOYA icon
2935
Voya Financial
VOYA
$9.2B
$41K ﹤0.01%
1,382
+113
+9% +$3.09K
WPS
2936
DELISTED
iShares International Developed Property ETF
WPS
$41K ﹤0.01%
1,088
+22
+2% +$832
FRBK
2937
DELISTED
Republic First Bancorp Inc
FRBK
$41K ﹤0.01%
10,000
– –
SHLX
2938
DELISTED
Shell Midstream Partners, L.P.
SHLX
$41K ﹤0.01%
1,290
-214
-14% -$6.74K
RNDB
2939
DELISTED
Randolph Bancorp, Inc. Common Stock
RNDB
$41K ﹤0.01%
+3,000
New +$38.4K
MSGN
2940
DELISTED
MSG Networks Inc.
MSGN
$41K ﹤0.01%
2,240
-432
-16% -$7.31K
ILG
2941
DELISTED
ILG, Inc Common Stock
ILG
$41K ﹤0.01%
2,392
+131
+6% +$2.27K
ISL
2942
DELISTED
Aberdeen Israel Fund
ISL
$41K ﹤0.01%
2,473
+1,067
+76% +$17.8K
CALD
2943
DELISTED
Callidus Software, Inc.
CALD
$41K ﹤0.01%
2,233
-2,233
-50% -$43.6K
FULL
2944
DELISTED
Full Circle Capital Corporation
FULL
$41K ﹤0.01%
15,368
+15,360
+192,000% +$40.5K
BBRC
2945
DELISTED
Columbia Beyond BRICs ETF
BBRC
$41K ﹤0.01%
2,523
– –
PDLI
2946
DELISTED
PDL BioPharma, Inc.
PDLI
$41K ﹤0.01%
12,170
-443
-4% -$1.41K
ANDE icon
2947
Andersons Inc
ANDE
$2.24B
$40K ﹤0.01%
1,100
– –
BFS
2948
Saul Centers
BFS
$860M
$40K ﹤0.01%
629
-15
-2% -$987
BJRI icon
2949
BJ's Restaurants
BJRI
$1.45B
$40K ﹤0.01%
1,116
-469
-30% -$18.9K
BRKR icon
2950
Bruker
BRKR
$8.79B
$40K ﹤0.01%
1,799
-433
-19% -$9.92K
116 117
118
119 120

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.