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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MXF
2926
Mexico Fund
MXF
$311M
$26K ﹤0.01%
1,487
-2,704
-65% -$50.6K
RDUS
2927
DELISTED
Radius Recycling
RDUS
$26K ﹤0.01%
1,882
+60
+3% +$980
RITM icon
2928
Rithm Capital
RITM
$5.79B
$26K ﹤0.01%
1,971
+371
+23% +$5.48K
RSPN icon
2929
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$26K ﹤0.01%
1,680
+1,080
+180% +$18.2K
SLF icon
2930
Sun Life Financial
SLF
$45.1B
$26K ﹤0.01%
818
+2
+0.2% +$65
SPMB icon
2931
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.05B
$26K ﹤0.01%
963
-115
-11% -$3.11K
TCOM icon
2932
Trip.com Group
TCOM
$28.3B
$26K ﹤0.01%
800
+400
+100% +$13.9K
TRAK icon
2933
ReposiTrak
TRAK
$154M
$26K ﹤0.01%
+2,500
New +$30.4K
UFI icon
2934
UNIFI
UFI
$122M
$26K ﹤0.01%
869
-173
-17% -$5.26K
UGA icon
2935
United States Gasoline Fund
UGA
$138M
$26K ﹤0.01%
832
-1,500
-64% -$51.7K
VEGI icon
2936
iShares MSCI Agriculture Producers ETF
VEGI
$147M
$26K ﹤0.01%
1,200
– –
VGM icon
2937
Invesco Trust Investment Grade Municipals
VGM
$569M
$26K ﹤0.01%
+1,976
New +$25.2K
WERN icon
2938
Werner Enterprises
WERN
$2.32B
$26K ﹤0.01%
1,041
+282
+37% +$7.7K
VIVO
2939
DELISTED
Meridian Bioscience Inc
VIVO
$26K ﹤0.01%
1,603
– –
MLPY
2940
DELISTED
Morgan Stanley Cushing MLP High Income Index ETN
MLPY
$26K ﹤0.01%
2,953
– –
ZOES
2941
DELISTED
Zoe's Kitchen, Inc.
ZOES
$26K ﹤0.01%
651
+333
+105% +$13K
HSNI
2942
DELISTED
HSN, Inc.
HSNI
$26K ﹤0.01%
469
+19
+4% +$1.24K
MEG
2943
DELISTED
Media General, Inc
MEG
$26K ﹤0.01%
1,878
-317
-14% -$4.3K
ITIP
2944
DELISTED
ISHARES TR INTL INFLATION LKD BD ETF
ITIP
$26K ﹤0.01%
669
+150
+29% +$6.08K
TAL
2945
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$26K ﹤0.01%
1,890
-7
-0.4% -$147
BBEP
2946
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$26K ﹤0.01%
12,329
-6,185
-33% -$18.4K
CU
2947
DELISTED
FIRST TRUST ISE GLOBAL COPPER INDEX FD
CU
$26K ﹤0.01%
2,350
– –
NW.PRC.CL
2948
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$26K ﹤0.01%
1,000
– –
XLFS
2949
DELISTED
POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO
XLFS
$26K ﹤0.01%
652
+536
+462% +$21.4K
BRX icon
2950
Brixmor Property Group
BRX
$9.21B
$25K ﹤0.01%
1,060
-84
-7% -$2K
116 117
118
119 120

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.