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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JEQ
2926
DELISTED
abrdn Japan Equity Fund
JEQ
$10K ﹤0.01%
1,500
– –
JOF
2927
Japan Smaller Capitalization Fund
JOF
$356M
$10K ﹤0.01%
1,116
– –
LYV icon
2928
Live Nation Entertainment
LYV
$43.3B
$10K ﹤0.01%
530
-50
-9% -$936
MDGL icon
2929
Madrigal Pharmaceuticals
MDGL
$11.7B
$10K ﹤0.01%
57
-57
-50% -$10.4K
CALY
2930
Callaway Golf Company
CALY
$2.95B
$10K ﹤0.01%
1,148
+161
+16% +$1.28K
NNY icon
2931
Nuveen New York Municipal Value Fund
NNY
$158M
$10K ﹤0.01%
1,146
-43,354
-97% -$380K
PB icon
2932
Prosperity Bancshares
PB
$8.97B
$10K ﹤0.01%
158
+130
+464% +$8.21K
PIPR icon
2933
Piper Sandler
PIPR
$5.54B
$10K ﹤0.01%
968
– –
RDUS
2934
DELISTED
Radius Recycling
RDUS
$10K ﹤0.01%
+320
New +$9.55K
SCHX icon
2935
Schwab US Large- Cap ETF
SCHX
$75B
$10K ﹤0.01%
1,404
– –
SKYW icon
2936
Skywest
SKYW
$4.21B
$10K ﹤0.01%
670
– –
SOXX icon
2937
iShares Semiconductor ETF
SOXX
$46.6B
$10K ﹤0.01%
420
-4,608
-92% -$106K
TLF icon
2938
Tandy Leather Factory
TLF
$20.6M
$10K ﹤0.01%
1,000
– –
VLT icon
2939
Invesco High Income Trust II
VLT
$65.9M
$10K ﹤0.01%
606
+11
+2% +$176
WSO icon
2940
Watsco Inc
WSO
$12.9B
$10K ﹤0.01%
108
-3
-3% -$285
TEN
2941
Tsakos Energy Navigation Ltd
TEN
$1.23B
$10K ﹤0.01%
340
-199
-37% -$5.18K
ATRI
2942
DELISTED
Atrion Corp
ATRI
$10K ﹤0.01%
35
-1
-3% -$272
MYJ
2943
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$10K ﹤0.01%
725
– –
TCP
2944
DELISTED
TC Pipelines LP
TCP
$10K ﹤0.01%
200
-50
-20% -$2.4K
LOGM
2945
DELISTED
LogMein, Inc.
LOGM
$10K ﹤0.01%
300
– –
BDCL
2946
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$10K ﹤0.01%
350
– –
TAO
2947
DELISTED
Invesco China Real Estate ETF
TAO
$10K ﹤0.01%
510
– –
CPN
2948
DELISTED
Calpine Corporation
CPN
$10K ﹤0.01%
502
-806
-62% -$15.7K
LBF
2949
DELISTED
Deutsche Global High Incm Fund
LBF
$10K ﹤0.01%
1,240
+21
+2% +$169
PLKI
2950
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$10K ﹤0.01%
+250
New +$10.5K
116 117
118
119 120

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.