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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALNY icon
2901
Alnylam Pharmaceuticals
ALNY
$30.4B
$65K ﹤0.01%
551
-35
-6% -$2.99K
CHCO icon
2902
City Holding Co
CHCO
$2.08B
$65K ﹤0.01%
900
– –
EFZ icon
2903
ProShares Trust Short MSCI EAFE
EFZ
$9.96M
$65K ﹤0.01%
1,241
+10
+0.8% +$540
HRTX icon
2904
Heron Therapeutics
HRTX
$63.5M
$65K ﹤0.01%
4,037
– –
SPGP icon
2905
Invesco S&P 500 GARP ETF
SPGP
$2.33B
$65K ﹤0.01%
1,533
+1
+0.1% +$42
ZD icon
2906
Ziff Davis
ZD
$1.92B
$65K ﹤0.01%
1,003
+5
+0.5% +$339
RAVN
2907
DELISTED
Raven Industries Inc
RAVN
$65K ﹤0.01%
2,010
+954
+90% +$30.8K
FVL
2908
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
$65K ﹤0.01%
2,881
– –
AGND
2909
DELISTED
WisdomTree Trust WisdomTree Negative Duration U.S. Aggregate Bond Fund
AGND
$65K ﹤0.01%
1,520
– –
ARRS
2910
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$65K ﹤0.01%
2,291
-113
-5% -$3.13K
BFZ
2911
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$64K ﹤0.01%
4,379
– –
CMU
2912
DELISTED
MFS High Yield Municipal Trust
CMU
$64K ﹤0.01%
13,628
+1,520
+13% +$7.21K
CVCO icon
2913
Cavco Industries
CVCO
$4.67B
$64K ﹤0.01%
420
+326
+347% +$43.4K
NAN icon
2914
Nuveen New York Quality Municipal Income Fund
NAN
$374M
$64K ﹤0.01%
4,545
-2,564
-36% -$36.7K
NSA
2915
DELISTED
National Storage Affiliates Trust
NSA
$64K ﹤0.01%
2,629
-90
-3% -$2.04K
PENN icon
2916
PENN Entertainment
PENN
$2.53B
$64K ﹤0.01%
2,786
-113
-4% -$2.42K
SHOO icon
2917
Steven Madden
SHOO
$3.46B
$64K ﹤0.01%
2,247
-639
-22% -$17.6K
SIGI icon
2918
Selective Insurance
SIGI
$5.59B
$64K ﹤0.01%
1,187
-333
-22% -$16.9K
TEX icon
2919
Terex
TEX
$7.57B
$64K ﹤0.01%
1,422
+161
+13% +$6.37K
IMGN
2920
DELISTED
Immunogen Inc
IMGN
$64K ﹤0.01%
8,428
+3,363
+66% +$22.3K
PZI
2921
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$64K ﹤0.01%
3,351
+1
+0% +$18
CVRR
2922
DELISTED
CVR Refining, LP
CVRR
$64K ﹤0.01%
6,455
-1,330
-17% -$11.2K
PAGG
2923
DELISTED
Invesco Global Agriculture ETF
PAGG
$64K ﹤0.01%
2,456
-294
-11% -$7.54K
AIR icon
2924
AAR Corp
AIR
$5.77B
$63K ﹤0.01%
1,667
+128
+8% +$4.64K
ANIP icon
2925
ANI Pharmaceuticals
ANIP
$1.72B
$63K ﹤0.01%
1,204
-57
-5% -$2.72K
115 116
117
118 119

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.