We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUBN icon
2901
Auburn National Bancorp
AUBN
$91.6M
$42K ﹤0.01%
1,535
+177
+13% +$5.04K
BFAM icon
2902
Bright Horizons
BFAM
$3.75B
$42K ﹤0.01%
628
-602
-49% -$40.5K
DNN icon
2903
Denison Mines
DNN
$2.92B
$42K ﹤0.01%
88,050
-500
-0.6% -$259
LGND icon
2904
Ligand Pharmaceuticals
LGND
$5.87B
$42K ﹤0.01%
646
-1,015
-61% -$74.5K
OI icon
2905
O-I Glass
OI
$1.04B
$42K ﹤0.01%
2,306
-481
-17% -$8.72K
SGU icon
2906
Star Group
SGU
$415M
$42K ﹤0.01%
4,364
+182
+4% +$1.64K
TBI
2907
Trueblue
TBI
$311M
$42K ﹤0.01%
1,872
+358
+24% +$7.82K
TEAM icon
2908
Atlassian
TEAM
$41.2B
$42K ﹤0.01%
1,423
+232
+19% +$6.79K
TTWO icon
2909
Take-Two Interactive
TTWO
$46.2B
$42K ﹤0.01%
933
+74
+9% +$3.12K
VIXY icon
2910
ProShares VIX Short-Term Futures ETF
VIXY
$188M
$42K ﹤0.01%
+5
New +$53.1K
WMK icon
2911
Weis Markets
WMK
$1.76B
$42K ﹤0.01%
787
– –
CNH
2912
CNH Industrial
CNH
$16.8B
$42K ﹤0.01%
6,624
+5,515
+497% +$34.3K
BCPC
2913
Balchem Corp
BCPC
$5.69B
$42K ﹤0.01%
541
+323
+148% +$21.5K
FFNW
2914
DELISTED
First Financial Northwest, Inc
FFNW
$42K ﹤0.01%
3,003
-1,556
-34% -$21.3K
CORE
2915
DELISTED
Core Mark Holding Co., Inc.
CORE
$42K ﹤0.01%
1,175
-870
-43% -$37.5K
OTIV
2916
DELISTED
OTI On Track Innovations Ltd
OTIV
$42K ﹤0.01%
40,000
– –
GML
2917
DELISTED
SPDR S&P Emerging Latin America ETF
GML
$42K ﹤0.01%
915
-65
-7% -$2.95K
EQY
2918
DELISTED
Equity One
EQY
$42K ﹤0.01%
1,370
-184
-12% -$5.81K
PPS
2919
DELISTED
Post Properties
PPS
$42K ﹤0.01%
682
-13
-2% -$840
GCI
2920
DELISTED
Gannett Co., Inc
GCI
$42K ﹤0.01%
3,585
-1,373
-28% -$17.1K
ANIP icon
2921
ANI Pharmaceuticals
ANIP
$1.76B
$41K ﹤0.01%
611
+309
+102% +$19.3K
BAK icon
2922
Braskem
BAK
$777M
$41K ﹤0.01%
2,618
+463
+21% +$6.06K
BFOR icon
2923
Barron's 400 ETF
BFOR
$239M
$41K ﹤0.01%
5,056
– –
CRL icon
2924
Charles River Laboratories
CRL
$13.4B
$41K ﹤0.01%
496
-38
-7% -$3.19K
FLC
2925
Flaherty & Crumrine Total Return Fund
FLC
$176M
$41K ﹤0.01%
2,000
– –
115 116
117
118 119

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.