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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMN icon
2901
Horace Mann Educators
HMN
$2.12B
$27K ﹤0.01%
815
-215
-21% -$7.45K
MGIC
2902
DELISTED
Magic Software Enterprises
MGIC
$27K ﹤0.01%
5,000
– –
MMSI icon
2903
Merit Medical Systems
MMSI
$5.41B
$27K ﹤0.01%
1,106
– –
PPLT
2904
abrdn Physical Platinum Shares ETF
PPLT
$2.04B
$27K ﹤0.01%
3,100
– –
REX icon
2905
REX American Resources
REX
$1.46B
$27K ﹤0.01%
3,204
-192
-6% -$1.71K
SLX icon
2906
VanEck Steel ETF
SLX
$173M
$27K ﹤0.01%
1,271
+310
+32% +$8.05K
SSB icon
2907
SouthState Bank Corp
SSB
$10.8B
$27K ﹤0.01%
357
+7
+2% +$535
TK icon
2908
Teekay
TK
$1.09B
$27K ﹤0.01%
920
+49
+6% +$1.75K
XAR icon
2909
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.7B
$27K ﹤0.01%
+255
New +$13.9K
QDYN
2910
DELISTED
FlexShares Quality Dividend Dynamic Index Fund
QDYN
$27K ﹤0.01%
824
– –
FNI
2911
DELISTED
First Trust Chindia ETF
FNI
$27K ﹤0.01%
1,073
– –
CORE
2912
DELISTED
Core Mark Holding Co., Inc.
CORE
$27K ﹤0.01%
810
+494
+156% +$15.3K
KS
2913
DELISTED
KapStone Paper and Pack Corp.
KS
$27K ﹤0.01%
1,623
-84
-5% -$1.84K
KEF
2914
DELISTED
Korea Equity Fund
KEF
$27K ﹤0.01%
3,797
– –
HAR
2915
DELISTED
Harman International Industries
HAR
$27K ﹤0.01%
285
-44
-13% -$4.62K
FMLP
2916
DELISTED
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
$27K ﹤0.01%
1,400
– –
GRA
2917
DELISTED
W.R. Grace & Co.
GRA
$27K ﹤0.01%
284
+25
+10% +$2.48K
ALNY icon
2918
Alnylam Pharmaceuticals
ALNY
$30.4B
$26K ﹤0.01%
326
-27
-8% -$3K
BWXT icon
2919
BWX Technologies
BWXT
$15.9B
$26K ﹤0.01%
992
-351
-26% -$8.96K
DHF
2920
BNY Mellon High Yield Strategies Fund
DHF
$175M
$26K ﹤0.01%
8,657
+2,107
+32% +$6.85K
DSM
2921
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$26K ﹤0.01%
3,280
– –
DSX icon
2922
Diana Shipping
DSX
$307M
$26K ﹤0.01%
5,731
+5
+0.1% +$25
ESRT icon
2923
Empire State Realty Trust
ESRT
$822M
$26K ﹤0.01%
1,533
+1,404
+1,088% +$24.1K
HLF icon
2924
Herbalife
HLF
$1.29B
$26K ﹤0.01%
954
+38
+4% +$1.04K
HYGH icon
2925
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$602M
$26K ﹤0.01%
300
– –
115 116
117
118 119

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.