We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VONG icon
2901
Vanguard Russell 1000 Growth ETF
VONG
$46.2B
$23K ﹤0.01%
924
– –
VIVO
2902
DELISTED
Meridian Bioscience Inc
VIVO
$23K ﹤0.01%
1,400
-1,600
-53% -$27.4K
ABMD
2903
DELISTED
Abiomed Inc
ABMD
$23K ﹤0.01%
600
+100
+20% +$3.15K
CORV
2904
DELISTED
Correvio Pharma Corp. Ordinary Shares (Canada)
CORV
$23K ﹤0.01%
2,500
– –
MXWL
2905
DELISTED
Maxwell Technologies Inc
MXWL
$23K ﹤0.01%
+2,500
New +$24.4K
LCM
2906
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$23K ﹤0.01%
+2,560
New +$23.5K
RNF
2907
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$23K ﹤0.01%
+2,200
New +$24.1K
SR
2908
DELISTED
STANDARD REGISTER CO (NEW)
SR
$23K ﹤0.01%
7,100
+3,000
+73% +$13.2K
ALLY icon
2909
Ally Financial
ALLY
$13.6B
$22K ﹤0.01%
1,025
-163
-14% -$3.69K
BBN icon
2910
BlackRock Taxable Municipal Bond Trust
BBN
$987M
$22K ﹤0.01%
+1,000
New +$21.4K
CBT icon
2911
Cabot Corp
CBT
$4.45B
$22K ﹤0.01%
478
+42
+10% +$1.9K
CGO
2912
Calamos Global Total Return Fund
CGO
$131M
$22K ﹤0.01%
1,660
+1,283
+340% +$17.3K
CVI icon
2913
CVR Energy
CVI
$3.58B
$22K ﹤0.01%
539
-906
-63% -$39.9K
EVR icon
2914
Evercore
EVR
$12B
$22K ﹤0.01%
419
-175
-29% -$8.76K
EZA icon
2915
iShares MSCI South Africa ETF
EZA
$559M
$22K ﹤0.01%
344
+3
+0.9% +$198
GNR icon
2916
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$22K ﹤0.01%
506
– –
HLIO icon
2917
Helios Technologies
HLIO
$2.67B
$22K ﹤0.01%
551
+447
+430% +$17.4K
JOE icon
2918
St. Joe Company
JOE
$3.89B
$22K ﹤0.01%
1,215
-144
-11% -$2.71K
LBTYK icon
2919
Liberty Global Class C
LBTYK
$3.48B
$22K ﹤0.01%
555
+216
+64% +$7.89K
MEI icon
2920
Methode Electronics
MEI
$593M
$22K ﹤0.01%
610
-67
-10% -$2.51K
MWA icon
2921
Mueller Water Products
MWA
$3.98B
$22K ﹤0.01%
2,419
+2,277
+1,604% +$21.6K
NTES icon
2922
NetEase
NTES
$78.5B
$22K ﹤0.01%
1,110
+505
+83% +$9.66K
PFBC icon
2923
Preferred Bank
PFBC
$1.28B
$22K ﹤0.01%
843
– –
SHYG icon
2924
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$22K ﹤0.01%
460
– –
SPMB icon
2925
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.07B
$22K ﹤0.01%
803
-8
-1% -$220
115 116
117
118 119

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.