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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SINA
2901
DELISTED
Sina Corp
SINA
$11K ﹤0.01%
130
– –
SSI
2902
DELISTED
Stage Stores Inc
SSI
$11K ﹤0.01%
484
-101
-17% -$2.11K
BT
2903
DELISTED
BT Group plc (ADR)
BT
$11K ﹤0.01%
360
– –
AMID
2904
DELISTED
American Midstream Partners, LP
AMID
$11K ﹤0.01%
400
– –
DNB
2905
DELISTED
Dun & Bradstreet
DNB
$11K ﹤0.01%
88
– –
P
2906
DELISTED
Pandora Media Inc
P
$11K ﹤0.01%
404
+304
+304% +$8.33K
ENLK
2907
DELISTED
EnLink Midstream Partners, LP
ENLK
$11K ﹤0.01%
400
– –
SNAK
2908
DELISTED
Inventure Foods, Inc.
SNAK
$11K ﹤0.01%
850
+100
+13% +$1.18K
BLOX
2909
DELISTED
Infoblox Inc
BLOX
$11K ﹤0.01%
327
– –
BABS
2910
DELISTED
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
$11K ﹤0.01%
200
– –
TYY
2911
DELISTED
TORTOISE ENERGY CAPITAL CORP
TYY
$11K ﹤0.01%
330
– –
SDR
2912
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$11K ﹤0.01%
+1,275
New +$14.1K
GSC
2913
DELISTED
GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone
GSC
$11K ﹤0.01%
225
– –
DWSN
2914
DELISTED
DAWSON GEOPHYSICAL CO
DWSN
$11K ﹤0.01%
332
-459
-58% -$14.3K
SPN
2915
DELISTED
Superior Energy Services, Inc.
SPN
$11K ﹤0.01%
43
– –
ACHC icon
2916
Acadia Healthcare
ACHC
$2.82B
$10K ﹤0.01%
214
– –
AVGO icon
2917
Broadcom
AVGO
$1.99T
$10K ﹤0.01%
1,980
+660
+50% +$3.04K
BLKB icon
2918
Blackbaud
BLKB
$2.1B
$10K ﹤0.01%
270
-10
-4% -$372
DAN icon
2919
Dana Inc
DAN
$3.26B
$10K ﹤0.01%
517
-212
-29% -$4.3K
DLX icon
2920
Deluxe
DLX
$1.11B
$10K ﹤0.01%
186
– –
DSI icon
2921
iShares MSCI KLD 400 Social ETF
DSI
$5.58B
$10K ﹤0.01%
300
– –
DTF
2922
DTF Tax-Free Income 2028 Term Fund
DTF
$80.9M
$10K ﹤0.01%
700
-3,315
-83% -$46.4K
FFA
2923
First Trust Enhanced Equity Income Fund
FFA
$473M
$10K ﹤0.01%
745
+440
+144% +$5.71K
HAFC icon
2924
Hanmi Financial
HAFC
$963M
$10K ﹤0.01%
466
-57
-11% -$1.08K
HSII
2925
DELISTED
Heidrick & Struggles
HSII
$10K ﹤0.01%
473
+3
+0.6% +$55
115 116
117
118 119

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.