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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSII
2901
DELISTED
Heidrick & Struggles
HSII
$9K ﹤0.01%
470
+4
+0.9% +$65
IDE
2902
Voya Infrastructure, Industrials and Materials Fund
IDE
$201M
$9K ﹤0.01%
521
– –
JOUT icon
2903
Johnson Outdoors
JOUT
$491M
$9K ﹤0.01%
334
– –
LODE icon
2904
Comstock
LODE
$268M
$9K ﹤0.01%
19
– –
NCA icon
2905
Nuveen California Municipal Value Fund
NCA
$304M
$9K ﹤0.01%
1,000
– –
NTGR icon
2906
NETGEAR
NTGR
$658M
$9K ﹤0.01%
297
+47
+19% +$1.44K
PARAA
2907
DELISTED
Paramount Global Class A
PARAA
$9K ﹤0.01%
170
– –
PSO icon
2908
Pearson
PSO
$9.7B
$9K ﹤0.01%
434
+100
+30% +$2K
RMCF icon
2909
Rocky Mountain Chocolate Factory
RMCF
$15M
$9K ﹤0.01%
741
+7
+1% +$89
SCHX icon
2910
Schwab US Large- Cap ETF
SCHX
$74.5B
$9K ﹤0.01%
+1,404
New +$9.36K
SLM icon
2911
SLM Corp
SLM
$5.17B
$9K ﹤0.01%
968
-185
-16% -$1.61K
SPSC icon
2912
SPS Commerce
SPSC
$2.68B
$9K ﹤0.01%
284
+22
+8% +$700
TG icon
2913
Tredegar Corp
TG
$277M
$9K ﹤0.01%
327
– –
VAC icon
2914
Marriott Vacations Worldwide
VAC
$4.02B
$9K ﹤0.01%
212
– –
TBRG
2915
DELISTED
TruBridge
TBRG
$9K ﹤0.01%
152
+26
+21% +$1.44K
ENZ
2916
DELISTED
Enzo Biochem, Inc.
ENZ
$9K ﹤0.01%
3,750
– –
CHUY
2917
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$9K ﹤0.01%
255
– –
ATRI
2918
DELISTED
Atrion Corp
ATRI
$9K ﹤0.01%
36
+4
+13% +$973
SPWR
2919
DELISTED
SunPower Corporation Common Stock
SPWR
$9K ﹤0.01%
516
-3
-0.6% -$47
CAMP
2920
DELISTED
CalAmp Corp.
CAMP
$9K ﹤0.01%
22
-13
-37% -$4.82K
LOGM
2921
DELISTED
LogMein, Inc.
LOGM
$9K ﹤0.01%
300
– –
SRF
2922
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$9K ﹤0.01%
+105
New +$9.83K
UNT
2923
DELISTED
UNIT Corporation
UNT
$9K ﹤0.01%
198
– –
DNB
2924
DELISTED
Dun & Bradstreet
DNB
$9K ﹤0.01%
88
-42
-32% -$4.37K
BSF
2925
DELISTED
Bear State Financial, Inc.
BSF
$9K ﹤0.01%
1,111
– –
115 116
117
118 119

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.