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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDD
2876
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$374M
$67K ﹤0.01%
8,394
-3,177
-27% -$25.9K
EIS icon
2877
iShares MSCI Israel ETF
EIS
$909M
$67K ﹤0.01%
1,346
– –
FSBW icon
2878
FS Bancorp
FSBW
$326M
$67K ﹤0.01%
2,600
-1,800
-41% -$42.3K
HTHT icon
2879
Huazhu Hotels Group
HTHT
$12.5B
$67K ﹤0.01%
2,260
+228
+11% +$5.91K
LAND
2880
Gladstone Land Corp
LAND
$358M
$67K ﹤0.01%
4,953
-2,620
-35% -$33.3K
NML
2881
Neuberger Energy Infrastructure and Income Fund Inc
NML
$607M
$67K ﹤0.01%
7,072
-492
-7% -$4.67K
PKX icon
2882
POSCO
PKX
$17.1B
$67K ﹤0.01%
969
+534
+123% +$38.3K
POWI icon
2883
Power Integrations
POWI
$3.48B
$67K ﹤0.01%
1,856
-204
-10% -$7.45K
DIVY
2884
DELISTED
Reality Shares DIVS ETF
DIVY
$67K ﹤0.01%
2,580
– –
ZF
2885
DELISTED
Virtus Total Return Fund Inc.
ZF
$67K ﹤0.01%
5,119
+335
+7% +$4.21K
BETR
2886
DELISTED
Amplify Snack Brands, Inc.
BETR
$67K ﹤0.01%
9,506
-731
-7% -$6.01K
UFS
2887
DELISTED
DOMTAR CORPORATION (New)
UFS
$67K ﹤0.01%
1,553
-214
-12% -$8.53K
AXGN icon
2888
Axogen
AXGN
$2.58B
$66K ﹤0.01%
3,406
+300
+10% +$5.04K
CLH icon
2889
Clean Harbors
CLH
$16.9B
$66K ﹤0.01%
1,160
-1,000
-46% -$54.4K
DTH icon
2890
WisdomTree International High Dividend Fund
DTH
$661M
$66K ﹤0.01%
1,497
+20
+1% +$860
ERH
2891
Allspring Utilities & High Income Fund
ERH
$103M
$66K ﹤0.01%
5,094
-308
-6% -$4.06K
FNDF icon
2892
Schwab Fundamental International Large Company Index ETF
FNDF
$25.8B
$66K ﹤0.01%
2,217
+615
+38% +$17.8K
HTBK
2893
DELISTED
Heritage Commerce
HTBK
$66K ﹤0.01%
4,646
+33
+0.7% +$452
JACK icon
2894
Jack in the Box
JACK
$358M
$66K ﹤0.01%
651
– –
MLI icon
2895
Mueller Industries
MLI
$14.7B
$66K ﹤0.01%
7,600
– –
RMTI icon
2896
Rockwell Medical
RMTI
$30.9M
$66K ﹤0.01%
73
-137
-65% -$105K
STKL
2897
DELISTED
SunOpta
STKL
$66K ﹤0.01%
7,560
+260
+4% +$2.36K
CEQP
2898
DELISTED
Crestwood Equity Partners LP
CEQP
$66K ﹤0.01%
2,711
-3,337
-55% -$82K
ICON
2899
DELISTED
Iconix Brand Group, Inc.
ICON
$66K ﹤0.01%
1,156
+295
+34% +$17.6K
ILG
2900
DELISTED
ILG, Inc Common Stock
ILG
$66K ﹤0.01%
2,468
-104
-4% -$2.75K
114 115
116
117 118

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.