We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSXMA
2876
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$44K ﹤0.01%
1,802
+153
+9% +$3.72K
MDC
2877
DELISTED
M.D.C. Holdings, Inc.
MDC
$44K ﹤0.01%
2,374
+139
+6% +$2.58K
EXCU
2878
DELISTED
Exelon Corporation
EXCU
$44K ﹤0.01%
950
– –
MENT
2879
DELISTED
Mentor Graphics Corp
MENT
$44K ﹤0.01%
1,677
+24
+1% +$545
CENT icon
2880
Central Garden & Pet Co
CENT
$2.74B
$43K ﹤0.01%
2,049
+1,719
+521% +$34.6K
CIEN icon
2881
Ciena
CIEN
$60.7B
$43K ﹤0.01%
1,915
+68
+4% +$1.42K
DBI icon
2882
Designer Brands
DBI
$299M
$43K ﹤0.01%
2,072
+312
+18% +$7.32K
FBP icon
2883
First Bancorp
FBP
$4.53B
$43K ﹤0.01%
8,300
– –
POWR
2884
iShares U.S. Power Infrastructure ETF
POWR
$468M
$43K ﹤0.01%
2,240
+105
+5% +$1.97K
FMY
2885
First Trust Mortgage Income Fund
FMY
$49.3M
$43K ﹤0.01%
2,989
– –
FOSL icon
2886
Fossil Group
FOSL
$329M
$43K ﹤0.01%
1,537
– –
MPB icon
2887
Mid Penn Bancorp
MPB
$974M
$43K ﹤0.01%
2,200
– –
MSA icon
2888
Mine Safety
MSA
$7.3B
$43K ﹤0.01%
727
+154
+27% +$8.61K
NTES icon
2889
NetEase
NTES
$80.1B
$43K ﹤0.01%
895
+150
+20% +$6.38K
RETL icon
2890
Direxion Daily Retail Bull 3X ETF
RETL
$27.3M
$43K ﹤0.01%
+2,550
New +$43.7K
RWT
2891
Redwood Trust
RWT
$604M
$43K ﹤0.01%
3,016
+246
+9% +$3.5K
VHC icon
2892
VirnetX Holding Corp
VHC
$62.8M
$43K ﹤0.01%
716
-38
-5% -$2.38K
IBDP
2893
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$43K ﹤0.01%
1,661
– –
CONN
2894
DELISTED
Conn's Inc.
CONN
$43K ﹤0.01%
4,200
-200
-5% -$1.57K
VIVO
2895
DELISTED
Meridian Bioscience Inc
VIVO
$43K ﹤0.01%
2,265
+84
+4% +$1.64K
RJI
2896
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$43K ﹤0.01%
8,435
-2,000
-19% -$9.86K
GLOG
2897
DELISTED
GASLOG LTD
GLOG
$43K ﹤0.01%
2,957
+5
+0.2% +$68
ISCA
2898
DELISTED
International Speedway Corp
ISCA
$43K ﹤0.01%
1,293
+151
+13% +$5.12K
VASC
2899
DELISTED
Vascular Solutions Inc
VASC
$43K ﹤0.01%
900
– –
ATI icon
2900
ATI
ATI
$31.1B
$42K ﹤0.01%
2,361
+356
+18% +$5.9K
114 115
116
117 118

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.