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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCI icon
2851
Service Corp International
SCI
$11.3B
$69K ﹤0.01%
2,011
+117
+6% +$4.06K
WTS icon
2852
Watts Water Technologies
WTS
$12.8B
$69K ﹤0.01%
997
-18
-2% -$1.16K
CEZ
2853
DELISTED
VictoryShares Emerging Market Volatility Wtd ETF
CEZ
$69K ﹤0.01%
2,416
+929
+62% +$26.9K
ASH icon
2854
Ashland
ASH
$3.36B
$68K ﹤0.01%
1,042
-172
-14% -$11K
CADE
2855
DELISTED
Cadence Bank
CADE
$68K ﹤0.01%
2,135
-92
-4% -$2.75K
CATY icon
2856
Cathay General Bancorp
CATY
$4.31B
$68K ﹤0.01%
1,686
-137
-8% -$5.06K
IART icon
2857
Integra LifeSciences
IART
$1.42B
$68K ﹤0.01%
1,347
-1,064
-44% -$54.6K
MTZ icon
2858
MasTec
MTZ
$23B
$68K ﹤0.01%
1,445
+131
+10% +$5.71K
NBTB icon
2859
NBT Bancorp
NBTB
$2.79B
$68K ﹤0.01%
1,845
-977
-35% -$34.1K
NNI icon
2860
Nelnet
NNI
$4.55B
$68K ﹤0.01%
1,350
-600
-31% -$28.8K
ORA icon
2861
Ormat Technologies
ORA
$6.98B
$68K ﹤0.01%
1,119
-365
-25% -$21.1K
RELX icon
2862
RELX
RELX
$60.4B
$68K ﹤0.01%
3,048
-622
-17% -$13.7K
SBH icon
2863
Sally Beauty Holdings
SBH
$1.55B
$68K ﹤0.01%
3,418
– –
TGTX icon
2864
TG Therapeutics
TGTX
$7.34B
$68K ﹤0.01%
5,727
+1,000
+21% +$11.4K
UTHR icon
2865
United Therapeutics
UTHR
$21.5B
$68K ﹤0.01%
583
-42
-7% -$5.36K
WEA
2866
Western Asset Premier Bond Fund
WEA
$125M
$68K ﹤0.01%
4,925
+125
+3% +$1.76K
JOYY
2867
JOYY Inc
JOYY
$3.64B
$68K ﹤0.01%
781
+581
+291% +$42.2K
PRMW
2868
DELISTED
Primo Water Corporation
PRMW
$68K ﹤0.01%
4,550
– –
HTY
2869
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$68K ﹤0.01%
7,400
-1,400
-16% -$12.9K
PFPT
2870
DELISTED
Proofpoint, Inc.
PFPT
$68K ﹤0.01%
768
-208
-21% -$18.5K
MSGN
2871
DELISTED
MSG Networks Inc.
MSGN
$68K ﹤0.01%
3,264
+868
+36% +$18.4K
EMES
2872
DELISTED
Emerge Energy Services LP
EMES
$68K ﹤0.01%
8,212
+4,212
+105% +$31K
AIT icon
2873
Applied Industrial Technologies
AIT
$13.2B
$67K ﹤0.01%
1,015
+59
+6% +$3.42K
ALEX
2874
DELISTED
Alexander & Baldwin
ALEX
$67K ﹤0.01%
1,450
+100
+7% +$4.32K
BJRI icon
2875
BJ's Restaurants
BJRI
$1.42B
$67K ﹤0.01%
2,205
-350
-14% -$11.3K
113 114
115
116 117

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.