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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLF icon
2851
Sun Life Financial
SLF
$45.1B
$45K ﹤0.01%
1,373
-1
-0.1% -$32
THC icon
2852
Tenet Healthcare
THC
$21.6B
$45K ﹤0.01%
1,993
-10,930
-85% -$284K
USDU icon
2853
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$456M
$45K ﹤0.01%
1,705
-5,446
-76% -$143K
WLKP icon
2854
Westlake Chemical Partners
WLKP
$765M
$45K ﹤0.01%
1,950
– –
XSW icon
2855
State Street SPDR S&P Software & Services ETF
XSW
$505M
$45K ﹤0.01%
810
– –
YELP icon
2856
Yelp
YELP
$1.34B
$45K ﹤0.01%
1,074
+493
+85% +$17.3K
SLCA
2857
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$45K ﹤0.01%
957
-550
-36% -$21.4K
IBDD
2858
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$45K ﹤0.01%
+1,665
New +$45.4K
TGP
2859
DELISTED
Teekay LNG Partners L.P.
TGP
$45K ﹤0.01%
2,940
-665
-18% -$8.35K
FLGE
2860
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$45K ﹤0.01%
326
– –
PRAH
2861
DELISTED
PRA Health Sciences, Inc.
PRAH
$45K ﹤0.01%
789
-567
-42% -$27.8K
AKRX
2862
DELISTED
Akorn Inc
AKRX
$45K ﹤0.01%
1,671
-647
-28% -$19.2K
AIR icon
2863
AAR Corp
AIR
$5.85B
$44K ﹤0.01%
1,419
+4
+0.3% +$102
BGR icon
2864
BlackRock Energy and Resources Trust
BGR
$430M
$44K ﹤0.01%
3,073
+1,873
+156% +$26.3K
CSGP icon
2865
CoStar Group
CSGP
$13.1B
$44K ﹤0.01%
2,020
+1,240
+159% +$26.4K
EP.PRC icon
2866
El Paso Energy Capital Trust I
EP.PRC
$222M
$44K ﹤0.01%
907
+4
+0.4% +$203
FFBC icon
2867
First Financial Bancorp
FFBC
$3.61B
$44K ﹤0.01%
2,021
– –
HFBL icon
2868
Home Federal Bancorp
HFBL
$73M
$44K ﹤0.01%
3,730
– –
KGC icon
2869
Kinross Gold
KGC
$32.4B
$44K ﹤0.01%
10,350
– –
MBCN
2870
DELISTED
Middlefield Banc Corp
MBCN
$44K ﹤0.01%
2,600
– –
PMO
2871
Franklin Municipal Opportunities Trust
PMO
$290M
$44K ﹤0.01%
3,292
-203
-6% -$2.72K
RBA icon
2872
RB Global
RBA
$15.6B
$44K ﹤0.01%
1,248
-35
-3% -$1.14K
SLVO icon
2873
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$12.5M
$44K ﹤0.01%
220
– –
TV icon
2874
Televisa
TV
$1.53B
$44K ﹤0.01%
1,732
+35
+2% +$924
WIX icon
2875
WIX.com
WIX
$3.1B
$44K ﹤0.01%
1,008
-191
-16% -$7.28K
113 114
115
116 117

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.