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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPX
2851
DELISTED
WPX Energy, Inc.
WPX
$29K ﹤0.01%
4,392
-592
-12% -$4.95K
GHDX
2852
DELISTED
Genomic Health, Inc.
GHDX
$29K ﹤0.01%
1,358
+15
+1% +$387
NAVB
2853
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$29K ﹤0.01%
647
– –
MENT
2854
DELISTED
Mentor Graphics Corp
MENT
$29K ﹤0.01%
1,177
-479
-29% -$12.2K
CLC
2855
DELISTED
Clarcor
CLC
$29K ﹤0.01%
598
+35
+6% +$1.98K
VASC
2856
DELISTED
Vascular Solutions Inc
VASC
$29K ﹤0.01%
900
-1,000
-53% -$35.8K
LSBG
2857
DELISTED
Lake Sunapee Bank Group
LSBG
$29K ﹤0.01%
2,000
– –
TAS
2858
DELISTED
TASMAN METALS LTD ORDINARY SHARES (CANADA)
TAS
$29K ﹤0.01%
98,350
– –
RIT
2859
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$29K ﹤0.01%
2,400
-210
-8% -$2.52K
MINC
2860
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$29K ﹤0.01%
589
-600
-50% -$29.4K
SSRI
2861
DELISTED
Silver Standard Resources
SSRI
$29K ﹤0.01%
4,425
+2,550
+136% +$15.5K
XLYS
2862
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER DISCRETIONARY PORT
XLYS
$29K ﹤0.01%
597
+213
+55% +$10.3K
XLPS
2863
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER STAPLES PORT
XLPS
$29K ﹤0.01%
525
– –
IPW
2864
DELISTED
SPDR S&P International Energy Sector
IPW
$29K ﹤0.01%
1,882
-381
-17% -$6.61K
ANIK icon
2865
Anika Therapeutics
ANIK
$292M
$28K ﹤0.01%
850
– –
AVDL
2866
DELISTED
Avadel Pharmaceuticals
AVDL
$28K ﹤0.01%
1,691
+51
+3% +$1.12K
DLX icon
2867
Deluxe
DLX
$1.11B
$28K ﹤0.01%
491
+78
+19% +$4.7K
EIG icon
2868
Employers Holdings
EIG
$874M
$28K ﹤0.01%
1,278
-101
-7% -$2.33K
FICO icon
2869
Fair Isaac
FICO
$23.6B
$28K ﹤0.01%
336
+11
+3% +$970
FTLS icon
2870
First Trust Long/Short Equity ETF
FTLS
$2.51B
$28K ﹤0.01%
900
– –
LCNB icon
2871
LCNB Corp
LCNB
$283M
$28K ﹤0.01%
1,700
– –
LRN icon
2872
Stride
LRN
$3.47B
$28K ﹤0.01%
2,265
+223
+11% +$2.99K
MRC
2873
DELISTED
MRC Global
MRC
$28K ﹤0.01%
2,568
+468
+22% +$6.11K
OSIS icon
2874
OSI Systems
OSIS
$3.78B
$28K ﹤0.01%
363
– –
PMO
2875
Franklin Municipal Opportunities Trust
PMO
$290M
$28K ﹤0.01%
2,352
+663
+39% +$7.83K
113 114
115
116 117

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.