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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFG icon
2851
Mizuho Financial
MFG
$132B
$10K ﹤0.01%
2,253
+210
+10% +$899
MITK icon
2852
Mitek Systems
MITK
$839M
$10K ﹤0.01%
2,000
– –
MITT
2853
TPG Mortgage Investment Trust
MITT
$212M
$10K ﹤0.01%
200
+58
+41% +$3.03K
NVRI icon
2854
Enviri
NVRI
$554M
$10K ﹤0.01%
386
-11
-3% -$274
OMER icon
2855
Omeros
OMER
$977M
$10K ﹤0.01%
+1,000
New +$5.96K
PSCU icon
2856
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$17.4M
$10K ﹤0.01%
+300
New +$9.97K
SHG icon
2857
Shinhan Financial Group
SHG
$34.6B
$10K ﹤0.01%
250
– –
SKYW icon
2858
Skywest
SKYW
$4.17B
$10K ﹤0.01%
670
-33
-5% -$474
SMP icon
2859
Standard Motor Products
SMP
$882M
$10K ﹤0.01%
300
– –
TMHC
2860
DELISTED
Taylor Morrison
TMHC
$10K ﹤0.01%
466
+396
+566% +$8.94K
UPBD icon
2861
Upbound Group
UPBD
$1.1B
$10K ﹤0.01%
258
– –
URBN icon
2862
Urban Outfitters
URBN
$6.64B
$10K ﹤0.01%
256
– –
VLT icon
2863
Invesco High Income Trust II
VLT
$65.8M
$10K ﹤0.01%
595
-928
-61% -$14.7K
WSO icon
2864
Watsco Inc
WSO
$12.8B
$10K ﹤0.01%
111
+12
+12% +$1.1K
BCOV
2865
DELISTED
Brightcove, Inc.
BCOV
$10K ﹤0.01%
+900
New +$9.07K
KAMN
2866
DELISTED
Kaman Corp
KAMN
$10K ﹤0.01%
265
– –
SFUN
2867
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$10K ﹤0.01%
+19
New +$7.31K
MYJ
2868
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$10K ﹤0.01%
725
– –
BDCL
2869
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$10K ﹤0.01%
350
– –
ISCA
2870
DELISTED
International Speedway Corp
ISCA
$10K ﹤0.01%
313
-52
-14% -$1.71K
EVHC
2871
DELISTED
Envision Healthcare Holdings Inc
EVHC
$10K ﹤0.01%
+122
New +$9.71K
GCH
2872
DELISTED
Aberdeen Greater China Fund
GCH
$10K ﹤0.01%
879
– –
CDI
2873
DELISTED
CDI Corp.
CDI
$10K ﹤0.01%
672
+6
+0.9% +$89
LBF
2874
DELISTED
Deutsche Global High Incm Fund
LBF
$10K ﹤0.01%
1,219
+22
+2% +$174
NQI
2875
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$10K ﹤0.01%
823
-506
-38% -$6.13K
113 114
115
116 117

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.