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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAND
2826
DELISTED
Sandstorm Gold
SAND
$71K ﹤0.01%
15,440
+10,440
+209% +$45.7K
TCBI icon
2827
Texas Capital Bancshares
TCBI
$4.38B
$71K ﹤0.01%
827
-14
-2% -$1.09K
CTR
2828
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$71K ﹤0.01%
1,104
– –
WRI
2829
DELISTED
Weingarten Realty Investors
WRI
$71K ﹤0.01%
2,228
+853
+62% +$27.2K
IDTI
2830
DELISTED
Integrated Device Technology I
IDTI
$71K ﹤0.01%
2,675
-289
-10% -$7.33K
PDLI
2831
DELISTED
PDL BioPharma, Inc.
PDLI
$71K ﹤0.01%
21,017
– –
BLE
2832
DELISTED
BlackRock Municipal Income Trust II
BLE
$70K ﹤0.01%
4,630
+300
+7% +$4.64K
BSCQ icon
2833
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
$70K ﹤0.01%
+3,542
New +$70K
CARS icon
2834
Cars.com
CARS
$672M
$70K ﹤0.01%
2,594
-204
-7% -$5.18K
ACH
2835
Accendra Health
ACH
$84.6M
$70K ﹤0.01%
2,407
+372
+18% +$11K
SIZE icon
2836
iShares MSCI USA Size Factor ETF
SIZE
$449M
$70K ﹤0.01%
888
-9
-1% -$706
SRG
2837
Seritage Growth Properties
SRG
$128M
$70K ﹤0.01%
1,523
– –
MFL
2838
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$70K ﹤0.01%
4,712
+3,357
+248% +$50.4K
EBSB
2839
DELISTED
Meridian Bancorp, Inc.
EBSB
$70K ﹤0.01%
3,768
+288
+8% +$5.04K
ABDC
2840
DELISTED
Alcentra Capital Corp
ABDC
$70K ﹤0.01%
6,576
-424
-6% -$4.85K
TLP
2841
DELISTED
Transmontaigne
TLP
$70K ﹤0.01%
1,632
-2,000
-55% -$87.9K
SNI
2842
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$70K ﹤0.01%
804
-7,592
-90% -$625K
BAC.PRL icon
2843
Bank of America Series L
BAC.PRL
$4.01B
$69K ﹤0.01%
53
-24
-31% -$31.3K
BOX icon
2844
Box
BOX
$4.66B
$69K ﹤0.01%
3,575
– –
DGRS icon
2845
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$415M
$69K ﹤0.01%
1,998
-336
-14% -$11.1K
DMLP icon
2846
Dorchester Minerals
DMLP
$1.35B
$69K ﹤0.01%
4,559
-473
-9% -$6.96K
FFBC icon
2847
First Financial Bancorp
FFBC
$3.6B
$69K ﹤0.01%
2,621
+114
+5% +$2.92K
LPSN icon
2848
LivePerson
LPSN
$35.9M
$69K ﹤0.01%
+337
New +$64.7K
PALL icon
2849
abrdn Physical Palladium Shares ETF
PALL
$648M
$69K ﹤0.01%
3,845
-275
-7% -$4.74K
PHX
2850
DELISTED
PHX Minerals
PHX
$69K ﹤0.01%
2,880
– –
112 113
114
115 116

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.