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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGI
2826
DELISTED
DigitalGlobe Inc.
DGI
$30K ﹤0.01%
1,589
+1,202
+311% +$28.4K
ATAXZ
2827
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$30K ﹤0.01%
5,811
+4,400
+312% +$22.7K
AEF
2828
abrdn Emerging Markets Equity Income Fund
AEF
$386M
$29K ﹤0.01%
4,693
-1,675
-26% -$10.6K
ARE icon
2829
Alexandria Real Estate Equities
ARE
$8.29B
$29K ﹤0.01%
334
– –
ARW icon
2830
Arrow Electronics
ARW
$10.7B
$29K ﹤0.01%
527
-25
-5% -$1.39K
AUBN icon
2831
Auburn National Bancorp
AUBN
$91.6M
$29K ﹤0.01%
1,100
– –
BIZD icon
2832
VanEck BDC Income ETF
BIZD
$1.69B
$29K ﹤0.01%
1,845
-965
-34% -$16.4K
CBT icon
2833
Cabot Corp
CBT
$4.52B
$29K ﹤0.01%
908
-226
-20% -$7.83K
DRRX
2834
DELISTED
DURECT Corp
DRRX
$29K ﹤0.01%
1,500
– –
FXC icon
2835
Invesco CurrencyShares Canadian Dollar Trust
FXC
$73.9M
$29K ﹤0.01%
392
-158
-29% -$12K
GDDY icon
2836
GoDaddy
GDDY
$12.1B
$29K ﹤0.01%
1,150
– –
GEO icon
2837
The GEO Group
GEO
$4.03B
$29K ﹤0.01%
1,449
+954
+193% +$21.1K
IBKR icon
2838
Interactive Brokers
IBKR
$41.8B
$29K ﹤0.01%
2,880
-5,012
-64% -$51.6K
IIF
2839
Morgan Stanley India Investment Fund
IIF
$219M
$29K ﹤0.01%
1,100
– –
KIO
2840
KKR Income Opportunities Fund
KIO
$456M
$29K ﹤0.01%
2,013
+30
+2% +$453
MPWR icon
2841
Monolithic Power Systems
MPWR
$68B
$29K ﹤0.01%
579
-230
-28% -$11.4K
MUR icon
2842
Murphy Oil
MUR
$5.02B
$29K ﹤0.01%
1,208
-282
-19% -$9.01K
OMF icon
2843
OneMain Financial
OMF
$7.56B
$29K ﹤0.01%
670
+99
+17% +$4.64K
ACH
2844
Accendra Health
ACH
$78.4M
$29K ﹤0.01%
906
– –
SWBI icon
2845
Smith & Wesson
SWBI
$641M
$29K ﹤0.01%
2,212
– –
TBX icon
2846
ProShares Short 7-10 Year Treasury
TBX
$20.8M
$29K ﹤0.01%
1,000
+100
+11% +$2.98K
TECK icon
2847
Teck Resources
TECK
$31.2B
$29K ﹤0.01%
5,857
+1,505
+35% +$10.7K
TRMK icon
2848
Trustmark
TRMK
$2.8B
$29K ﹤0.01%
1,267
+12
+1% +$284
TTEK icon
2849
Tetra Tech
TTEK
$9.31B
$29K ﹤0.01%
5,940
+1,255
+27% +$6.42K
AUTO
2850
DELISTED
AutoWeb, Inc. Common Stock
AUTO
$29K ﹤0.01%
1,708
+1,700
+21,250% +$29K
112 113
114
115 116

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.