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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLC
2801
Flaherty & Crumrine Total Return Fund
FLC
$176M
$73K ﹤0.01%
3,391
+401
+13% +$8.69K
NG icon
2802
NovaGold Resources
NG
$3.4B
$73K ﹤0.01%
17,802
-1,225
-6% -$5.29K
ONTO icon
2803
Onto Innovation
ONTO
$20.6B
$73K ﹤0.01%
2,500
-20,500
-89% -$539K
PWOD
2804
DELISTED
Penns Woods Bancorp
PWOD
$73K ﹤0.01%
2,363
– –
MDC
2805
DELISTED
M.D.C. Holdings, Inc.
MDC
$73K ﹤0.01%
2,803
+132
+5% +$3.49K
OLD
2806
DELISTED
The Long-Term Care ETF
OLD
$73K ﹤0.01%
2,880
-6,464
-69% -$168K
BSFT
2807
DELISTED
BroadSoft, Inc.
BSFT
$73K ﹤0.01%
1,446
-45
-3% -$2.06K
TOFR
2808
DELISTED
Stock Split Index Fund
TOFR
$73K ﹤0.01%
4,200
-325
-7% -$5.51K
ACIW icon
2809
ACI Worldwide
ACIW
$5.42B
$72K ﹤0.01%
3,139
-54
-2% -$1.22K
ALLY icon
2810
Ally Financial
ALLY
$13.6B
$72K ﹤0.01%
2,991
-367
-11% -$8.19K
BWXT icon
2811
BWX Technologies
BWXT
$15.6B
$72K ﹤0.01%
1,290
-217
-14% -$11.5K
IAI icon
2812
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.39B
$72K ﹤0.01%
1,250
– –
NAZ icon
2813
Nuveen Arizona Quality Municipal Income Fund
NAZ
$159M
$72K ﹤0.01%
4,957
– –
VTGN icon
2814
VistaGen Therapeutics
VTGN
$11.8M
$72K ﹤0.01%
1,503
– –
EQC
2815
DELISTED
Equity Commonwealth
EQC
$72K ﹤0.01%
2,377
-877
-27% -$27.1K
NDP
2816
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$72K ﹤0.01%
672
+53
+9% +$5.6K
IVH
2817
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$72K ﹤0.01%
4,526
– –
TRSK
2818
DELISTED
Janus Velocity Tail Risk Hedged Large Cap ETF
TRSK
$72K ﹤0.01%
2,434
+126
+5% +$3.73K
EFII
2819
DELISTED
Electronics for Imaging
EFII
$72K ﹤0.01%
1,688
+109
+7% +$4.46K
CHE icon
2820
Chemed
CHE
$7.02B
$71K ﹤0.01%
353
+84
+31% +$16.5K
CIEN icon
2821
Ciena
CIEN
$62.7B
$71K ﹤0.01%
3,186
-412
-11% -$9.86K
GOGO icon
2822
Gogo Inc
GOGO
$377M
$71K ﹤0.01%
6,001
+4,300
+253% +$54.9K
IEZ icon
2823
iShares US Oil Equipment & Services ETF
IEZ
$382M
$71K ﹤0.01%
1,991
+76
+4% +$2.5K
KNCT icon
2824
Invesco Next Gen Connectivity ETF
KNCT
$166M
$71K ﹤0.01%
1,579
– –
PEZ icon
2825
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.4M
$71K ﹤0.01%
1,494
-4,521
-75% -$206K
111 112
113
114 115

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.