We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRX
2801
Gabelli Healthcare & Wellness Trust
GRX
$147M
$48K ﹤0.01%
4,656
-25
-0.5% -$273
IOVA icon
2802
Iovance Biotherapeutics
IOVA
$3.16B
$48K ﹤0.01%
5,875
+4,650
+380% +$39.3K
KOF icon
2803
Coca-Cola Femsa
KOF
$22.9B
$48K ﹤0.01%
639
-324
-34% -$25.1K
MCI
2804
Barings Corporate Investors
MCI
$350M
$48K ﹤0.01%
2,799
– –
NICE icon
2805
Nice
NICE
$5.99B
$48K ﹤0.01%
721
+22
+3% +$1.47K
PRI icon
2806
Primerica
PRI
$9.65B
$48K ﹤0.01%
901
-16
-2% -$884
RLI icon
2807
RLI Corp
RLI
$5.85B
$48K ﹤0.01%
1,406
– –
SPGP icon
2808
Invesco S&P 500 GARP ETF
SPGP
$2.33B
$48K ﹤0.01%
1,430
-999
-41% -$34K
TDY icon
2809
Teledyne Technologies
TDY
$31.5B
$48K ﹤0.01%
439
– –
UPGD icon
2810
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$122M
$48K ﹤0.01%
1,300
– –
KBAL
2811
DELISTED
Kimball International
KBAL
$48K ﹤0.01%
3,740
– –
NMY
2812
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$48K ﹤0.01%
3,441
-17,450
-84% -$249K
ZLTQ
2813
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
$48K ﹤0.01%
1,228
– –
ZGNX
2814
DELISTED
Zogenix, Inc.
ZGNX
$48K ﹤0.01%
4,224
– –
SNDS
2815
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$48K ﹤0.01%
2,484
+3
+0.1% +$58
CBT icon
2816
Cabot Corp
CBT
$4.54B
$47K ﹤0.01%
906
-438
-33% -$21.7K
DGT icon
2817
State Street SPDR Global Dow ETF
DGT
$630M
$47K ﹤0.01%
691
+2
+0.3% +$134
EWBC icon
2818
East-West Bancorp
EWBC
$18.7B
$47K ﹤0.01%
1,254
-419
-25% -$14.7K
GDDY icon
2819
GoDaddy
GDDY
$12B
$47K ﹤0.01%
1,346
+196
+17% +$6.25K
KCE icon
2820
State Street SPDR S&P Capital Markets ETF
KCE
$480M
$47K ﹤0.01%
1,151
+631
+121% +$25K
QCRH icon
2821
QCR Holdings
QCRH
$1.74B
$47K ﹤0.01%
1,489
– –
EBSB
2822
DELISTED
Meridian Bancorp, Inc.
EBSB
$47K ﹤0.01%
3,000
– –
BREW
2823
DELISTED
Craft Brew Alliance, Inc.
BREW
$47K ﹤0.01%
2,490
– –
TCF
2824
DELISTED
TCF Financial Corporation Common Stock
TCF
$47K ﹤0.01%
1,072
+475
+80% +$20.2K
TI.A
2825
DELISTED
Telecom Italia 10 Svg
TI.A
$47K ﹤0.01%
6,955
-42
-0.6% -$288
111 112
113
114 115

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.