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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXGN
2801
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$31K ﹤0.01%
2,473
+2,073
+518% +$28.5K
WRI
2802
DELISTED
Weingarten Realty Investors
WRI
$31K ﹤0.01%
927
-2
-0.2% -$67
DNI
2803
DELISTED
Dividend and Income Fund
DNI
$31K ﹤0.01%
2,879
+2,045
+245% +$26.5K
PPS
2804
DELISTED
Post Properties
PPS
$31K ﹤0.01%
525
-197
-27% -$11.3K
N
2805
DELISTED
Netsuite Inc
N
$31K ﹤0.01%
366
-72
-16% -$6.61K
DBIZ
2806
DELISTED
AdvisorShares Pring Turner Business Cycle ETF
DBIZ
$31K ﹤0.01%
1,300
-681
-34% -$16.9K
NWLIA
2807
DELISTED
NATL WESTN LIFE INS CO CL A
NWLIA
$31K ﹤0.01%
141
-31
-18% -$6.82K
AZZ icon
2808
AZZ Inc
AZZ
$4.54B
$30K ﹤0.01%
599
+464
+344% +$23.8K
BOKF icon
2809
BOK Financial
BOKF
$8.88B
$30K ﹤0.01%
462
+410
+788% +$26.7K
FMS icon
2810
Fresenius Medical Care
FMS
$12.6B
$30K ﹤0.01%
763
-14
-2% -$570
GATX icon
2811
GATX Corp
GATX
$6.37B
$30K ﹤0.01%
678
-71
-9% -$3.52K
INTF icon
2812
iShares International Equity Factor ETF
INTF
$3.77B
$30K ﹤0.01%
+1,315
New +$31.4K
IPGP icon
2813
IPG Photonics
IPGP
$3.65B
$30K ﹤0.01%
392
-34
-8% -$2.88K
LPLA icon
2814
LPL Financial
LPLA
$29.2B
$30K ﹤0.01%
764
+9
+1% +$387
MAC icon
2815
Macerich
MAC
$6.99B
$30K ﹤0.01%
392
-73
-16% -$5.65K
OC icon
2816
Owens Corning
OC
$12.2B
$30K ﹤0.01%
710
+141
+25% +$6.21K
PGJ icon
2817
Invesco Golden Dragon China ETF
PGJ
$93.6M
$30K ﹤0.01%
1,165
-1,513
-56% -$43.1K
PHT
2818
DELISTED
Pioneer High Income Fund
PHT
$30K ﹤0.01%
2,909
+266
+10% +$2.9K
PLOW icon
2819
Douglas Dynamics
PLOW
$977M
$30K ﹤0.01%
1,486
-9
-0.6% -$191
ST icon
2820
Sensata Technologies
ST
$6.7B
$30K ﹤0.01%
686
+31
+5% +$1.5K
SYNA icon
2821
Synaptics
SYNA
$4.22B
$30K ﹤0.01%
371
-385
-51% -$29.1K
VEEV icon
2822
Veeva Systems
VEEV
$39.9B
$30K ﹤0.01%
1,255
+255
+26% +$6.65K
WTW icon
2823
Willis Towers Watson
WTW
$30.9B
$30K ﹤0.01%
276
+143
+108% +$17K
JMT
2824
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$30K ﹤0.01%
1,402
+402
+40% +$8.8K
SODA
2825
DELISTED
SodaStream International Ltd
SODA
$30K ﹤0.01%
2,142
-200
-9% -$3.33K
111 112
113
114 115

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.