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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONFC
2801
DELISTED
ONEIDA FINL CORP COM STK NEW (MD)
ONFC
$13K ﹤0.01%
1,000
– –
FRS
2802
DELISTED
FRISCH'S RESTAURANTS INC
FRS
$13K ﹤0.01%
500
– –
ADVS
2803
DELISTED
Advent Software Inc
ADVS
$13K ﹤0.01%
374
– –
PT
2804
DELISTED
PORTUGAL TELECOM SGPS, S.A.
PT
$13K ﹤0.01%
3,110
– –
DRTX
2805
DELISTED
DURATA THERAPEUTICS INC COM STK (DE)
DRTX
$13K ﹤0.01%
1,000
– –
OFF
2806
DELISTED
UBS AG LONDON BRHETRACS FISHER-GARTMAN RISK (UK)
OFF
$13K ﹤0.01%
700
-1,400
-67% -$26.3K
IRE
2807
DELISTED
GOVERNOR-BK OF IRELND ADS NEW
IRE
$13K ﹤0.01%
925
– –
RAS
2808
DELISTED
RAIT Financial Trust
RAS
$13K ﹤0.01%
1,439
– –
RBS.PRL.CL
2809
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$13K ﹤0.01%
640
-880
-58% -$17.4K
PHF
2810
DELISTED
Pacholder High Yield
PHF
$13K ﹤0.01%
1,702
– –
JGV
2811
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$13K ﹤0.01%
1,000
– –
LDK
2812
DELISTED
LDK SOLAR CO LTD.
LDK
$13K ﹤0.01%
10,000
– –
KNGT
2813
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$13K ﹤0.01%
693
+601
+653% +$11.3K
CZR
2814
DELISTED
Caesars Entertainment Corporation
CZR
$13K ﹤0.01%
600
– –
ABG icon
2815
Asbury Automotive
ABG
$3.78B
$12K ﹤0.01%
216
+153
+243% +$7.89K
AVD icon
2816
American Vanguard Corp
AVD
$62.8M
$12K ﹤0.01%
501
– –
BDC icon
2817
Belden
BDC
$5.36B
$12K ﹤0.01%
178
-10
-5% -$676
BRKL
2818
DELISTED
Brookline Bancorp
BRKL
$12K ﹤0.01%
1,298
– –
CCRN
2819
DELISTED
Cross Country Healthcare
CCRN
$12K ﹤0.01%
+1,200
New +$8.32K
CVBF icon
2820
CVB Financial
CVBF
$4.08B
$12K ﹤0.01%
682
– –
DORM icon
2821
Dorman Products
DORM
$3.95B
$12K ﹤0.01%
211
+11
+6% +$553
ERTH icon
2822
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$12K ﹤0.01%
385
– –
FEIM icon
2823
Frequency Electronics
FEIM
$856M
$12K ﹤0.01%
1,000
– –
GGB icon
2824
Gerdau
GGB
$9.42B
$12K ﹤0.01%
1,900
+1,125
+145% +$7.02K
HNI icon
2825
HNI Corp
HNI
$3.56B
$12K ﹤0.01%
300
– –
111 112
113
114 115

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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.