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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLM icon
2801
Martin Marietta Materials
MLM
$32.7B
$11K ﹤0.01%
116
– –
QID icon
2802
ProShares UltraShort QQQ
QID
$241M
$11K ﹤0.01%
2
– –
RL icon
2803
Ralph Lauren
RL
$23.1B
$11K ﹤0.01%
64
-31
-33% -$5.38K
RRGB icon
2804
Red Robin
RRGB
$183M
$11K ﹤0.01%
133
-9
-6% -$564
SF
2805
Stifel
SF
$12.9B
$11K ﹤0.01%
621
-196
-24% -$3.42K
SSL icon
2806
Sasol
SSL
$7.17B
$11K ﹤0.01%
220
+17
+8% +$792
TZOO icon
2807
Travelzoo
TZOO
$74.4M
$11K ﹤0.01%
406
-600
-60% -$17.2K
WPP icon
2808
WPP
WPP
$5.82B
$11K ﹤0.01%
102
+39
+62% +$3.67K
WRB icon
2809
W.R. Berkley
WRB
$26.2B
$11K ﹤0.01%
864
– –
ZD icon
2810
Ziff Davis
ZD
$1.92B
$11K ﹤0.01%
251
+42
+20% +$1.76K
WWE
2811
DELISTED
World Wrestling Entertainment
WWE
$11K ﹤0.01%
1,073
-338
-24% -$3.49K
COHR
2812
DELISTED
Coherent Inc
COHR
$11K ﹤0.01%
160
– –
BPFH
2813
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$11K ﹤0.01%
1,023
+4
+0.4% +$44
SINA
2814
DELISTED
Sina Corp
SINA
$11K ﹤0.01%
130
– –
TIVO
2815
DELISTED
Tivo Inc
TIVO
$11K ﹤0.01%
556
– –
SSI
2816
DELISTED
Stage Stores Inc
SSI
$11K ﹤0.01%
585
+484
+479% +$10.7K
BT
2817
DELISTED
BT Group plc (ADR)
BT
$11K ﹤0.01%
360
– –
ITG
2818
DELISTED
Investment Technology Group Inc
ITG
$11K ﹤0.01%
590
+512
+656% +$8.1K
TAO
2819
DELISTED
Invesco China Real Estate ETF
TAO
$11K ﹤0.01%
510
– –
XXIA
2820
DELISTED
Ixia
XXIA
$11K ﹤0.01%
715
-131
-15% -$2.02K
LLTC
2821
DELISTED
Linear Technology Corp
LLTC
$11K ﹤0.01%
265
-280
-51% -$11.1K
BABS
2822
DELISTED
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
$11K ﹤0.01%
200
– –
LF
2823
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$11K ﹤0.01%
1,150
+500
+77% +$5.17K
HUB.B
2824
DELISTED
HUBBELL INC CL-B
HUB.B
$11K ﹤0.01%
107
+9
+9% +$946
CU
2825
DELISTED
FIRST TRUST ISE GLOBAL COPPER INDEX FD
CU
$11K ﹤0.01%
500
+3
+0.6% +$65
111 112
113
114 115

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.